Jon J. Simone
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jon J Simone was a registered financial professional .
Jon is a previously registered financial professional and started their career in finance in 1999. Jon had worked at 9 firms and has passed the Series 63, SIE, Series 55, Series 7, Series 25, Series 4, Series 27, Series 24 and Series 14 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 17, 2013 - October 17, 2014
GLOBAL DIRECT EQUITIES, LLC
August 18, 2011 - July 11, 2012
WORLD-XECUTION STRATEGIES
February 25, 2011 - July 11, 2012
WTS PROPRIETARY TRADING GROUP LLC
January 23, 2007 - January 20, 2011
DERMOTT W. CLANCY CORP.
September 25, 2006 - January 20, 2011
CLANCY FINANCIAL SERVICES, INC.
April 15, 2005 - August 24, 2006
TSB SECURITIES LLC
September 12, 2003 - May 17, 2005
ILLUSTRO TRADING, LLC
February 22, 2002 - September 15, 2003
RBC CAPITAL MARKETS CORPORATION
May 25, 1999 - September 15, 2003
RBC CAPITAL MARKETS, LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 55
Date: 1/25/2002
Limited Representative-Equity Trader ExamSeries 25
Date: 3/30/1999
NYSE Trading Assistant ExaminationCurrent Firm
GLOBAL DIRECT EQUITIES, LLC
CRD#: 124514 / SEC#: , 8-65689
Contact information
Documents
Red Flags
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