Randall R. Wall
PENN COVE FINANCIAL
Oak Harbor, WA
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CRD#: 4015381
Professional summary
Randall Ross Wall, CFP® is a registered financial advisor currently at PENN COVE FINANCIAL, LLC located in Oak Harbor, Washington.
Randall is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1999. Randall has worked at 2 firms and has passed the Series 65, Series 63 and Series 7 exams.
Biography
Monthly payments available.
Question & Answer
What are your service offerings?
Retirement Planning
Insurance Planning
Tax Planning
Employee and Employer Plan Ben...
Investment Planning
Comprehensive Financial Planni...
Do you have an area of expertise or specialization?
Cash Flow/Budgets/Credit Issue...
College/Education Planning
Middle Income Client Needs
Real Estate Investments
Retirement Planning & Distribu...
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
AS A SOLE PROPRIETOR OPERATING UNDER MY LEGAL NAME, I OWN/MANAGE RESIDENTIAL RENTAL PROPERTY, AND HAVE DONE SO SINCE 1986. IT TAKES APPROXIMATELY 2 HOURS PER MONTH OR LESS OF MY TIME, AND APPROXIMATELY 1 HOUR PER WEEK OR LESS DURING SECURITIES TRADING HOURS. DUTIES INCLUDE SCHEDULING MAINTENANCE, REVIEWING TENANTS, COLLECTING AND PROCESSING PAYMENTS, AND PREPARING FINANCIAL REPORTS.
As a member of 2 limited liability companies I am a part owner of 2 commercial properties. It takes approximately 2 days during the year to attend management meetings, and these occur during trading hours in October of each year.
As an Adjunct Faculty member of Columbia College of Missouri, 1001 Rogers St, Columbia, MO, I have been teaching undergraduate college courses in Finance at the Marysville and Oak Harbor campuses since January 2003. Columbia College is a not-for-profit, private educational institution that has a home campus in Columbia, MO and approximately 30 satellite campuses on military installations in the United States. The time spent per year on this activity varies from 32 to 160 hours per year, all of which is done at 5 PM or later, after normal business hours, so zero hours are worked during securities trading hours. This activity is non-investment related.
CRS (Client Relationship Summary) - RIA
Click below to view Randall Ross Wall's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2006
Experience
Current
March 7, 2006 - Present
PENN COVE FINANCIAL, LLC
RIA
CRD#: 137046
Oak Harbor, WA
Past
October 6, 1999 - August 7, 2001
BANC OF AMERICA INVESTMENT SERVICES, INC.
BD
CRD#: 16361
BOSTON, MA
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Washington(3/7/2006)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
Current Firm
PENN COVE FINANCIAL, LLC
PENN COVE FINANCIAL, LLC
CRD#: 137046 / SEC#:
Washington
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Contact information
Main Address
Oak Harbor, WA
Mailing Address
Phone number
(360) 632-0946
Established
Firm type
Fiscal year end
# of Employees
1
Red Flags
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