CM
Cody R. Maschmeier
STRATEGIC ADVISERS LLC
SPOKANE, WA
Some features on this profile are disabled
CRD#: 4015291
CM
Professional summary
Cody R Maschmeier, who also goes by Cody Ray Maschmeier, is a registered financial advisor currently at STRATEGIC ADVISERS LLC located in Spokane, Washington and FIDELITY BROKERAGE SERVICES LLC located in Honolulu, Hawaii.
Cody is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2002. Cody has worked at 8 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Cody Ray Maschmeier
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
OAA#: 21774 | Org Name:WMW Holdings LLC | Org Addr:Albuquerque, NM, US | Nature of Bus:Real estate | Invst Rel:Y | Title:Partner | Duties:Disbursement of property payments | Start Dt:03/01/2013 | Total Hrs p/m:1 | Sec Trdng Hrs p/m:0 OAA#: 53580 | Org Name:Torre Tenebrosa, LLC | Org Addr:Spokane, WA, US | Nature of Bus:Real Estate | Invst Rel:Y | Title:Owner | Duties:Property management and bookkeeping. | Start Dt:02/22/2018 | Total Hrs p/m:5 | Sec Trdng Hrs p/m:0 OAA#: 59008 | Org Name:Laguna Negra Holdings LLC | Org Addr:Spokane, WA, US | Nature of Bus:Rental of investment properties for income | Invst Rel:Y | Title:Member | Duties:Management of rental properties and bookkeeping. | Start Dt:01/01/2019 | Total Hrs p/m:5 | Sec Trdng Hrs p/m:0 OAA#: 69844 | Org Name:Valle Largo LLC | Org Addr:Spokane, WA, US | Nature of Bus:LLC owns rental property | Invst Rel:N | Title:Member | Duties:Rental property ownership and management | Start Dt:03/01/2021 | Total Hrs p/m:2 | Sec Trdng Hrs p/m:0
CRS (Client Relationship Summary) - RIA
Click below to view Cody R Maschmeier's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
March 31, 2025 - Present
STRATEGIC ADVISERS LLC
RIA
CRD#: 104555
SPOKANE, WA
Current
September 8, 2010 - Present
FIDELITY BROKERAGE SERVICES LLC
Office #1: 1236 Lauhala #301, Honolulu, HI 96817BD
CRD#: 7784
Honolulu, HI
Past
July 13, 2018 - March 31, 2025
FIDELITY PERSONAL AND WORKPLACE ADVISORS
RIA
CRD#: 288590
SALT LAKE CITY, UT
Past
July 19, 2013 - July 13, 2018
STRATEGIC ADVISERS LLC
RIA
CRD#: 104555
SPOKANE, WA
Past
June 10, 2008 - June 9, 2010
FIDELITY DISTRIBUTORS COMPANY LLC
BD
CRD#: 17507
LEWISVILLE, TX
Past
February 22, 2007 - April 1, 2008
WELLS FARGO INVESTMENTS, LLC
RIA
CRD#: 10582
ALBUQUERQUE, NM
Past
February 15, 2007 - April 1, 2008
WELLS FARGO INVESTMENTS, LLC
BD
CRD#: 10582
ALBUQUERQUE, NM
Past
May 12, 2006 - February 21, 2007
NEW ENGLAND SECURITIES
RIA
CRD#: 615
ALBUQUERQUE, NM
Past
April 18, 2006 - February 21, 2007
NEW ENGLAND SECURITIES
BD
CRD#: 615
ALBUQUERQUE, NM
Past
July 15, 2003 - April 6, 2006
LPL FINANCIAL LLC
RIA
CRD#: 6413
ALBUQUERQUE, NM
Past
March 6, 2003 - April 6, 2006
LPL FINANCIAL LLC
BD
CRD#: 6413
ALBUQUERQUE, NM
Past
January 15, 2002 - February 20, 2003
WELLS FARGO CLEARING SERVICES, LLC
BD
CRD#: 19616
ST. LOUIS, MO
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SA
STRATEGIC ADVISERS LLC
CROSBY ADVISORS | STRATEGIC ADVISERS, INC. | STRATEGIC ADVISERS LLC | STRATEGIC ADVISERS INC. | SAME | PORTFOLIO PLANNER | PORTFOLIO ADVISORY SERVICES/PAS | PORTFOLIO ADVISORY SERVICES | FIDELITY PRIVATE PORTFOLIO SERVICES | FIDELITY PORTFOLIO SELECTOR | FIDELITY PORTFOLIO PLANNER | FIDELITY FUNDS MANAGERPROGRAM
CRD#: 104555 / SEC#: 801-13243
RIA
Registered Investment Advisory firm - (8/11/1977 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(5/6/2021)
RR
Alaska(5/20/2011)
IAR
Alaska(3/31/2025)
RR
Arizona(5/13/2021)
RR
Arkansas(5/6/2021)
RR
California(4/8/2020)
RR
Colorado(5/7/2021)
RR
Connecticut(5/7/2021)
RR
Delaware(5/14/2021)
RR
District of Columbia(5/13/2021)
RR
Florida(5/6/2021)
RR
Georgia(5/10/2021)
RR
Hawaii(5/6/2021)
RR
Idaho(8/13/2012)
IAR
Idaho(3/31/2025)
RR
Illinois(5/12/2021)
RR
Indiana(5/13/2021)
RR
Iowa(5/10/2021)
RR
Kansas(5/6/2021)
RR
Kentucky(5/6/2021)
RR
Louisiana(5/6/2021)
RR
Maine(5/6/2021)
RR
Maryland(5/10/2021)
RR
Massachusetts(5/6/2021)
RR
Michigan(5/7/2021)
RR
Minnesota(5/6/2021)
RR
Mississippi(5/6/2021)
RR
Missouri(5/6/2021)
RR
Montana(4/16/2020)
RR
Nebraska(5/10/2021)
RR
Nevada(5/12/2021)
RR
New Hampshire(5/7/2021)
RR
New Jersey(5/6/2021)
RR
New Mexico(5/6/2021)
RR
New York(5/8/2021)
RR
North Carolina(5/6/2021)
RR
North Dakota(5/10/2021)
RR
Ohio(5/6/2021)
RR
Oklahoma(5/6/2021)
RR
Oregon(6/18/2012)
RR
Pennsylvania(5/6/2021)
RR
Puerto Rico(5/6/2021)
RR
Rhode Island(5/11/2021)
RR
South Carolina(5/6/2021)
RR
South Dakota(6/8/2021)
RR
Tennessee(5/6/2021)
RR
Texas(4/8/2020)
IAR
Texas(3/31/2025)
RR
Utah(5/6/2021)
RR
Vermont(5/6/2021)
RR
Virgin Islands(5/12/2021)
RR
Virginia(5/6/2021)
RR
Washington(5/19/2011)
IAR
Washington(3/31/2025)
RR
West Virginia(5/10/2021)
RR
Wisconsin(5/6/2021)
RR
Wyoming(5/11/2021)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
SRO Registrations
RR
New York Stock Exchange
Current Firm
SA
STRATEGIC ADVISERS LLC
CROSBY ADVISORS | STRATEGIC ADVISERS, INC. | STRATEGIC ADVISERS LLC | STRATEGIC ADVISERS INC. | SAME | PORTFOLIO PLANNER | PORTFOLIO ADVISORY SERVICES/PAS | PORTFOLIO ADVISORY SERVICES | FIDELITY PRIVATE PORTFOLIO SERVICES | FIDELITY PORTFOLIO SELECTOR | FIDELITY PORTFOLIO PLANNER | FIDELITY FUNDS MANAGERPROGRAM
CRD#: 104555 / SEC#: 801-13243
RIA
Registered Investment Advisory firm - (8/11/1977 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
155 Seaport Blvd, Boston, MA 02210-2698
Mailing Address
Phone number
(617) 563-7000
Established
Firm type
Fiscal year end
# of Employees
16,291
SEC notice filing (52 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 2,486,631 |
| AUM (Assets Under Management) | $ 1,067,664,605,590 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/24/2025 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
