JP
Jay U. Parayno
CAPITAL CLIENT GROUP
San Antonio, TX
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CRD#: 4014834
JP
Professional summary
Jay Ungos Parayno, AIF® is a registered financial advisor currently at CAPITAL CLIENT GROUP, INC. located in San Antonio, Texas.
Jay is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2000. Jay has worked at 3 firms and has passed the Series 65, Series 63, Series 66, Series 7TO, SIE, Series 6 and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
AMDG JMJ VENTURES LLC POSITION: Managing Member NATURE: The LLC is formed alongside my spouse to have revenue generated from a couple of different sources. She is the main active member of the LLC: * Focus on Solar package sales for residential and commercial customers. Revenue Generated from baked goods sold through farm cooperatives and farmers markets *10/2024 Update include 2 additional responsibilities/functions: Mobile Auto Detailing & Landscaping and Yard Maintenance INVESTMENT RELATED: No NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 0 START DATE: 09/13/2023 ADDRESS: 13910 Ashgrove, San Antonio TX 78253, United States DESCRIPTION: Marketing, prospecting, researching, and presenting to residential and commercial prospects on purchasing solar and energy related equipment. Data gathering of electricity usage and then turning that into a solar package proposal. Part of the process would be referring potential prospects to solar specific finance companies in the assistance of purchasing a solar package. No financials are exchanged, just the referral being passed. Revenue generated from Spouses rolein baking, packaging, and delivery of home baked goods to farm cooperatives and farmers markets and fairs. 10/2024 Update to include 2 additional responsibilities/functions: Mobile Auto Detailing & Landscaping and Yard Maintenance
CRS (Client Relationship Summary) - RIA
Click below to view Jay Ungos Parayno's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Jay Ungos Parayno's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
March 18, 2016 - Present
CAPITAL CLIENT GROUP, INC.
Office #2: 3500 Wiseman Blvd, San Antonio, TX 78251-4321RIA
BD
CRD#: 6247
San Antonio, TX
Current
June 8, 2015 - Present
CAPITAL CLIENT GROUP, INC.
Office #1: 3500 Wiseman Blvd, San Antonio, TX 78251-4321RIA
BD
CRD#: 6247
San Antonio, TX
Past
January 24, 2003 - November 16, 2007
AMERITAS INVESTMENT COMPANY, LLC
RIA
CRD#: 14869
GLENDORA, CA
Past
January 8, 2002 - November 16, 2007
AMERITAS INVESTMENT COMPANY, LLC
BD
CRD#: 14869
GLENDORA, CA
Past
December 22, 2000 - December 20, 2001
SECURIAN FINANCIAL SERVICES, INC.
BD
CRD#: 15296
ST. PAUL, MN
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CAPITAL CLIENT GROUP, INC.
AMERICAN FUNDS DISTRIBUTORS, INC. | CAPITAL CLIENT GROUP, INC.
CRD#: 6247 / SEC#: 801-77946, 8-17168
RIA
Registered Investment Advisory firm - SEC (4/25/2013 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(10/17/2018)
RR
Colorado(2/27/2020)
RR
Idaho(2/27/2020)
RR
Montana(2/28/2020)
RR
Nebraska(1/2/2024)
RR
New Mexico(1/4/2024)
RR
North Dakota(1/2/2024)
RR
South Dakota(1/2/2024)
IAR
Texas(2/1/2017)
RR
Texas(2/2/2017)
RR
Utah(1/3/2024)
RR
Washington(6/6/2022)
RR
Wyoming(2/27/2020)
Exams
State Security Law Exam
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 1/27/2023
General Securities Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CAPITAL CLIENT GROUP, INC.
AMERICAN FUNDS DISTRIBUTORS, INC. | CAPITAL CLIENT GROUP, INC.
CRD#: 6247 / SEC#: 801-77946, 8-17168
RIA
Registered Investment Advisory firm - SEC (4/25/2013 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)
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Contact information
Main Address
333 S. Hope St. 55th Fl. 55th Floor, Los Angeles, CA 90071-1406
Mailing Address
333 S. Hope St. 55th Fl., Los Angeles, CA 90071
Phone number
(213) 486-9200
Established
California since 05/09/1972
Firm type
Corporation
Fiscal year end
June
Firm Size
Large
# of Employees
911
SEC notice filing (15 States and Territories)
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| CAPITAL RESEARCH AND MANAGEMENT COMPANY | STOCKHOLDER | |
| AGUILAR, ALBERT JR | CHIEF COMPLIANCE OFFICER, VICE PRESIDENT, DIRECTOR | 5106724 |
| BURTON, RENE MARGARET | TREASURER, FINANCIAL OPERATIONS PRINCIPAL, VICE PRESIDENT, DIRECTOR | 1956766 |
| MCHALE, TIMOTHY WILLIAM | SECRETARY | 4244021 |
| O'CONNOR, MATTHEW PHILIP | CHAIRMAN & CHIEF EXECUTIVE OFFICER, DIRECTOR | 2427203 |
| PIKEN, KEITH ALAN | SENIOR VICE PRESIDENT, DIRECTOR | 2576730 |
| TRIESSL, MICHAEL JAMES | DIRECTOR | 3060797 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
