Byron K. Wilson
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Byron Keith Wilson, who also goes by Byron Keith Wilson, Byron K Wilson, Byron Wilson, was a registered financial professional .
Byron is a previously registered financial professional and started their career in finance in 1999. Byron had worked at 19 firms and has passed the Series 66, Series 99TO, Series 6TO, SIE, Series 7, Series 26 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 16, 2022 - February 5, 2025
VANGUARD MARKETING CORPORATION
September 23, 2020 - January 26, 2022
ROBINHOOD SECURITIES, LLC
August 28, 2020 - May 11, 2022
ROBINHOOD FINANCIAL, LLC
April 30, 2015 - March 30, 2016
CURIAN CAPITAL, LLC
April 29, 2015 - May 12, 2020
JACKSON NATIONAL LIFE DISTRIBUTORS LLC
July 8, 2011 - April 15, 2015
SALIENT CAPITAL ADVISORS, LLC
July 8, 2011 - April 15, 2015
SALIENT CAPITAL L.P.
April 15, 2010 - July 12, 2011
VOYA FINANCIAL ADVISORS, INC.
June 12, 2009 - July 5, 2011
DIRECTED SERVICES LLC
March 12, 2009 - June 28, 2011
SLD AMERICA EQUITIES, INC.
March 12, 2009 - July 12, 2011
VOYA RETIREMENT ADVISORS, LLC
February 16, 2006 - July 12, 2011
VOYA FINANCIAL PARTNERS, LLC
January 12, 2006 - July 12, 2011
VOYA FINANCIAL PARTNERS, LLC
May 3, 2004 - December 20, 2005
EQUITABLE ADVISORS, LLC
February 27, 2001 - November 19, 2003
AMERICAN GENERAL DISTRIBUTORS, INC.
January 30, 2001 - October 1, 2002
AMERICAN GENERAL EQUITY SERVICES CORPORATION
January 2, 2001 - April 22, 2004
AMERICAN GENERAL SECURITIES INCORPORATED
August 22, 2000 - December 11, 2001
VALIC FINANCIAL ADVISORS, INC.
August 22, 2000 - December 11, 2001
THE VARIABLE ANNUITY MARKETING COMPANY
October 21, 1999 - May 30, 2000
PRUCO SECURITIES, LLC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 6TO
Date: 1/2/2023
Investment Company Products/Variable Contracts Representative ExaminationCurrent Firm
VANGUARD MARKETING CORPORATION
CRD#: 7452 / SEC#: , 8-21570
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| THE VANGUARD GROUP, INC. | PARENT COMPANY | |
| BENCHENER, MATTHEW JOHN | CHAIRMAN, PRESIDENT, DIRECTOR, CEO-DESIGNEE | 5569805 |
| BENDL, JOHN WESLEY | DIRECTOR, SENIOR VICE PRESIDENT | 6931980 |
| BISORDI, JOHN | DIRECTOR, VICE PRESIDENT, GENERAL COUNSEL | 7526828 |
| BOATENG, AMMA ACHEAMPOMAA | DIRECTOR, SENIOR VICE PRESIDENT | 4677078 |
| BRANCATO, MATTHEW CLARK | DIRECTOR, VICE PRESIDENT | 6220380 |
| JAMES, JOHN MARK | DIRECTOR, SENIOR VICE PRESIDENT | 5594356 |
| PANTALONE, SALVATORE L JR | PRINCIPAL FINANCIAL OFFICER | 2887373 |
| PETTY, DAVID | VICE PRESIDENT | 5684895 |
| STEWART, MARC CHRISTOPHER | CHIEF COMPLIANCE OFFICER | 2688699 |
| TRETTER, MATTHEW ANTHONY | PRINCIPAL OPERATIONS OFFICER | 5956530 |
Disclosures
| Regulatory Event | 47 |
| Arbitration | 8 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
