Fu-ting Hong
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Fu-ting Hong, who also goes by Richard Hong, was a registered financial professional .
Fu-ting is a previously registered financial professional and started their career in finance in 1999. Fu-ting had worked at 10 firms and has passed the Series 66, Series 63, Series 7, Series 53, Series 27, Series 24 and Series 4 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 28, 2009 - September 17, 2012
MANDARIN PACIFIC ASSET MANAGEMENT, LLC
August 5, 2009 - August 28, 2009
MANDARIN PACIFIC ASSET MANAGEMENT, LLC
July 27, 2009 - March 9, 2012
WHITE PACIFIC SECURITIES, INC.
August 1, 2008 - April 20, 2009
NATIONWIDE SECURITIES, LLC
August 1, 2008 - April 20, 2009
NATIONWIDE SECURITIES, LLC
July 24, 2008 - August 1, 2008
1717 CAPITAL MANAGEMENT COMPANY
June 11, 2008 - August 1, 2008
1717 CAPITAL MANAGEMENT COMPANY
June 13, 2006 - May 2, 2008
ASSOCIATED SECURITIES CORP.
June 13, 2006 - May 2, 2008
ASSOCIATED PLANNERS INVESTMENT ADVISORY INC
June 13, 2006 - May 2, 2008
ASSOCIATED SECURITIES CORP.
September 3, 2004 - June 9, 2006
CANTERBURY CONSULTING INCORPORATED
January 16, 2004 - August 30, 2004
NEXA SECURITIES
August 16, 2001 - January 2, 2004
GLOBALINK SECURITIES, INC.
November 19, 1999 - August 21, 2001
FURTHER LANE SECURITIES, L.P.
State Registrations and Notice Filings
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Exams
Current Firm
MANDARIN PACIFIC ASSET MANAGEMENT, LLC
CRD#: 145768 / SEC#:
Contact information
Red Flags
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