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SK

Sharon F. Kryger

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CRD#: 4014610
SK

Professional summary


Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Sharon Fay Kryger, who also goes by Sharon Fay Fisher, Sharon Fay Ray, Sharon Fay Wessell, was a registered financial professional .

Sharon is a previously registered financial professional and started their career in finance in 2006. Sharon had worked at 5 firms and has passed the Series 66 and Series 7 exams.

Question & Answer


Are you a "fiduciary"?
No

Aliases


Sharon Fay Fisher | Sharon Fay Ray | Sharon Fay Wessell

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary)


The CRS(Customer Relationship Summary) document is not provided.

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Past

July 25, 2014 - August 12, 2014

SMITH HAYES ADVISERS INC

RIA
CRD#: 110776
OMAHA, NE
Past

July 25, 2014 - August 12, 2014

SMITH HAYES FINANCIAL SERVICES CORPORATION

BD
CRD#: 17059
OMAHA, NE
Past

September 21, 2012 - October 26, 2012

PACIFIC SELECT DISTRIBUTORS, LLC

BD
CRD#: 4452
OMAHA, NE
Past

June 8, 2006 - August 7, 2012

TD AMERITRADE, INC.

RIA
CRD#: 7870
OMAHA, NE
Past

June 8, 2006 - August 7, 2012

TD AMERITRADE INVESTMENT MANAGEMENT, LLC

RIA
CRD#: 111514
BELLEVUE, NE
Past

May 12, 2006 - August 7, 2012

TD AMERITRADE, INC.

BD
CRD#: 7870
OMAHA, NE

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


State Security Law Exam
RR
IAR
Series 66
Date: 6/5/2006
Uniform Combined State Law Examination
General Industry/Product Exam

Current Firm


SH
SMITH HAYES ADVISERS INC
SMITH HAYES | SMITH HAYES ADVISERS INC

CRD#: 110776 / SEC#: 801-56902

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Contact information


Main Address
200 Centre Terrace 1225 L Street, Suite 200, Lincoln, NE 68508
Mailing Address
Phone number
Established
Firm type
Fiscal year end
# of Employees

Documents


Latest Form ADV

Part 2 Brochures

SMITH HAYES ADVISERS, INC. FIRM BROCHURE (5/6/2016)

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


SMITH HAYES ADVISERS INC

CRD#: 110776

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