Ronald O. Holmes

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CRD#: 4014482

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Ronald Orville Holmes was a registered financial professional .

Ronald is a previously registered financial professional and started their career in finance in 1999. Ronald had worked at 8 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. OWNER/PRESIDENT, SENIOR SOLUTIONS, INC. WHITE HALL, MD 21161. NON INVESTMENT RELATED SINCE 12/2000 AND I SPEND APPROX. 25 HOURS PER MONTH ON THIS ACTIVITY. SALES OF FIXED INSURANCE. OWNER/PRESIDENT, ANRON BENEFITS, INC. WHITE HALL, MD 21161. NON INVESTMENT RELATED SINCE 12/2000. TAX PURPOSES. 2. SENIOR SOLUTIONS, INC. POSITION: owner/President NATURE: Sales of Medicare supplements, Prescription drug programs and Advantage programs INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 07/01/2015 ADDRESS: 9 Jordan Mill Court, White Hall MD 21161, United States DESCRIPTION: Selling Fixed Insurance Products 3. SENIOR SOUTIONS, INC POSITION: President NATURE: DBA name INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 11/08/2000 ADDRESS: 9 Jordan Mill Ct., White Hall MD 21161, United States DESCRIPTION: Simply disclosing new DBA name

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

August 1, 2022 - August 4, 2023

CENTAURUS FINANCIAL, INC.

RIA

CRD#: 30833

WHITE HALL, MD

Past

August 1, 2022 - August 4, 2023

CENTAURUS FINANCIAL, INC.

CRD#: 30833

WHITE HALL, MD

Past

November 2, 2015 - August 1, 2022

KALOS MANAGEMENT

RIA

CRD#: 133025

White Hall, MD

Past

November 2, 2015 - August 1, 2022

KALOS CAPITAL, INC.

CRD#: 44337

White Hall, MD

Past

January 2, 2004 - November 4, 2015

GROVE POINT INVESTMENTS, LLC

RIA

CRD#: 1763

WHITE HALL, MD

Past

January 2, 2004 - November 4, 2015

GROVE POINT INVESTMENTS, LLC

CRD#: 1763

WHITE HALL, MD

Past

June 4, 2003 - December 31, 2003

EQUITY SERVICES, INC.

RIA

CRD#: 265

WHITE HALL, MD

Past

January 3, 2003 - December 31, 2003

EQUITY SERVICES, INC.

CRD#: 265

MONTPELIER, VT

Past

April 9, 2001 - August 16, 2001

NEXT FINANCIAL GROUP, INC.

CRD#: 46214

HOUSTON, TX

Past

December 4, 2000 - April 4, 2001

CAMBRIDGE INVESTMENT RESEARCH, INC.

CRD#: 39543

FAIRFIELD, IA

Past

February 28, 2000 - December 5, 2000

MONY SECURITIES CORPORATION

CRD#: 4386

NEW YORK, NY

Past

December 23, 1999 - January 12, 2000

MONY SECURITIES CORPORATION

CRD#: 4386

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CENTAURUS FINANCIAL, INC.

CRD#: 30833 / SEC#: 801-56882, 8-45185

RIA

Registered Investment Advisory firm - SEC (10/8/1999 Approved)

Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 1/27/2003

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 12/22/1999

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 9/2/2003

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 12/22/1999

Investment Company Products/Variable Contracts Representative Examination

Current Firm

CENTAURUS FINANCIAL, INC.

CRD#: 30833 / SEC#: 801-56882, 8-45185

RIA

Registered Investment Advisory firm - SEC (10/8/1999 Approved)

Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)

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Contact information

Main Address

2300 E. Katella Avenue Suite 200, Anaheim, CA 92806

Mailing Address

2300 E. Katella Avenue Suite #200, Anaheim, CA 92806

Phone number

(714) 456-1790

Established

California since 08/27/1992

Firm type

Corporation

Fiscal year end

April

Firm Size

Large

# of Employees

580

SEC notice filing (53 States and Territories)

FINRA licenses (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Customer Relationship Summary (CRS / FINRA)

Latest Form ADV

Part 2 Brochures

CENTAURUS FINANCIAL, INC. FORM ADV PART 2 APPENDIX 1 (7/24/2025)

CENTAURUS FINANCIAL, INC. FORM ADV PART 2A (7/24/2025)

Direct owners and executive officers

Name	Position	CRD#
FEDERATION OF FINANCIAL SERVICES	OWNER
KREMER, STEPHEN MARK	OWNER	1188829
RUBINO, MICHAEL PETER	OWNER	1188940
DUHOVIC, JEROME VICTOR	DIRECTOR/EVP/CHIEF ADMINISTRATIVE OFFICER	2123754
DUHOVIC, JEROME VICTOR	CHIEF COMPLIANCE OFFICER	2123754
KING, JAMES RONALD SR	DIRECTOR/CHAIRMAN OF THE BOARD/CEO	269927
KING, PAUL J	DIRECTOR/GENERAL COUNSEL	5017845
KING, WESTLEY HAYES	DIRECTOR/PRESIDENT	2527676
LEJMAN, SHERI J	CFO/SVP/PRINCIPAL FINANCIAL OFFICER AND PRINCIPAL OPERATIONS OFFICER

Regulatory assets under management

Total Number of Accounts	38,049
AUM (Assets Under Management)	$ 7,336,108,151

Disclosures

Regulatory Event	18
Arbitration	8

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Ronald O. Holmes

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

CENTAURUS FINANCIAL, INC.

KALOS MANAGEMENT

KALOS CAPITAL, INC.

GROVE POINT INVESTMENTS, LLC

GROVE POINT INVESTMENTS, LLC

EQUITY SERVICES, INC.

EQUITY SERVICES, INC.

NEXT FINANCIAL GROUP, INC.

CAMBRIDGE INVESTMENT RESEARCH, INC.

MONY SECURITIES CORPORATION

MONY SECURITIES CORPORATION

Primary Firm SEC Registration

CENTAURUS FINANCIAL, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 1/27/2003

Series 63

Date: 12/22/1999

SIE

Date: 10/1/2018

Series 7

Date: 9/2/2003

Series 6

Date: 12/22/1999

Current Firm

CENTAURUS FINANCIAL, INC.

Contact information

SEC notice filing (53 States and Territories)

FINRA licenses (53 States and Territories)

Documents

Part 2 Brochures

Direct owners and executive officers

Regulatory assets under management

Disclosures

Red Flags

Company Information

CENTAURUS FINANCIAL, INC.

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