Dena L. Froiland
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Dena Lynn Froiland, who also goes by Dena Lynn Dejager, Dena Lynn Dejager, was a registered financial professional .
Dena is a previously registered financial professional and started their career in finance in 2008. Dena had worked at 5 firms and has passed the Series 66, Series 99TO, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 25, 2022 - March 21, 2024
UNIFIED FINANCIAL, LLC
March 3, 2022 - December 31, 2022
PURSHE KAPLAN STERLING INVESTMENTS
September 26, 2019 - April 1, 2020
THRIVENT ADVISOR NETWORK, LLC
April 26, 2016 - March 18, 2020
THRIVENT INVESTMENT MANAGEMENT INC.
October 1, 2015 - March 18, 2020
THRIVENT INVESTMENT MANAGEMENT INC.
August 6, 2013 - September 29, 2015
AMERIPRISE FINANCIAL SERVICES, LLC
January 18, 2008 - September 29, 2015
AMERIPRISE FINANCIAL SERVICES, LLC
State Registrations and Notice Filings
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Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationCurrent Firm
UNIFIED FINANCIAL, LLC
CRD#: 319130 / SEC#:
Contact information
Red Flags
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