Brian James Ramsay
CFP®, CIMA®, CPWA®Professional Summary
Brian James Ramsay, CFP®, CIMA®, CPWA® is a registered financial advisor currently at WEALTHSPAN PARTNERS, LLC located in Davenport, Iowa. Brian is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1999. Brian has worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Contact Information
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Disclosures on record.
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Credentials
Years of Experience
27 years in the financial services industry
Current & Past Employments
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Current Firm
WEALTHSPAN PARTNERS, LLC
Contact Information
Main Address
5025 Utica Ridge Rd Suite 101, Davenport, IA 52807Phone Number
(563) 723-7301# of Employees
6SEC notice filing (10 States and Territories)
Registered to provide investment advisory services in 10 US states and territories.
Documents
Regulatory Assets Under Management
Total Number of Accounts
1,610AUM (Assets Under Management)
$451,119,416Similar Advisors
J.P. MORGAN SECURITIES LLC
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
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J.P. MORGAN SECURITIES LLC
Primary Firm SEC Registration
WEALTHSPAN PARTNERS, LLC
State Registrations and Notice Filings
(9/21/2018)
(4/3/2019)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
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CRS (Client Relationship Summary) - RIA
Click below to view Brian James Ramsay's CRS (Customer Relationship Summary).
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J.P. MORGAN SECURITIES LLC
