Beth A. Bailen

ROBINHOOD ASSET MANAGEMENT

Deltona, FL

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CRD#: 4014054

Professional summary

Beth Ann Bailen, who also goes by Beth Ann Bailen, Beth Ann Rich, Beth Ann Valosen, is a registered financial advisor currently at ROBINHOOD ASSET MANAGEMENT located in Deltona, Florida and TRADE-PMR INC. located in Lake Mary, Florida.

Beth is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2003. Beth has worked at 8 firms and has passed the Series 66, Series 63, SIE, Series 3, Series 7, Series 4 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Beth Ann Bailen | Beth Ann Rich | Beth Ann Valosen

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Beth Ann Bailen's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 6, 2026 - Present

ROBINHOOD ASSET MANAGEMENT

RIA

CRD#: 323736

Deltona, FL

Current

July 31, 2024 - Present

TRADE-PMR INC.

Office #1: 500 Colonial Center Parkway Ste 100, Lake Mary, FL 32746

CRD#: 46350

Lake Mary, FL

Current

February 6, 2026 - Present

ROBINHOOD FINANCIAL, LLC

CRD#: 165998

Deltona, FL

Past

October 31, 2022 - July 9, 2024

COMMONWEALTH FINANCIAL NETWORK

RIA

CRD#: 8032

Deltona, FL

Past

October 7, 2022 - July 9, 2024

COMMONWEALTH FINANCIAL NETWORK

CRD#: 8032

WALTHAM, MA

Past

February 12, 2021 - August 5, 2022

ROBINHOOD SECURITIES, LLC

CRD#: 287900

Lake Mary, FL

Past

February 12, 2021 - August 5, 2022

ROBINHOOD FINANCIAL, LLC

CRD#: 165998

Lake Mary, FL

Past

September 18, 2006 - January 6, 2021

TD AMERITRADE, INC.

RIA

CRD#: 7870

Omaha, NE

Past

September 6, 2006 - January 6, 2021

TD AMERITRADE, INC.

CRD#: 7870

BELLEVUE, NE

Past

January 6, 2006 - August 10, 2006

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

PENNINGTON, NJ

Past

November 1, 2005 - August 10, 2006

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

NEW YORK, NY

Past

February 14, 2003 - August 19, 2005

TD AMERITRADE CLEARING, INC.

CRD#: 5633

OMAHA, NE

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ROBINHOOD ASSET MANAGEMENT

RAM | ROBINHOOD STRATEGIES | ROBINHOOD ASSET MANAGEMENT, LLC | ROBINHOOD ASSET MANAGEMENT

CRD#: 323736 / SEC#: 801-127371

RIA

Registered Investment Advisory firm - (1/14/2025 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

IAR

California
(5/6/2026)

Florida
(8/1/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 1/4/2006

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 2/20/2003

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 3

Date: 5/11/2010

National Commodity Futures Examination

General Industry/Product Exam

Series 7

Date: 2/13/2003

General Securities Representative Examination

Principal/Supervisory Exam

Series 4

Date: 12/17/2004

Registered Options Principal Examination

Principal/Supervisory Exam

Series 24

Date: 10/18/2004

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

ROBINHOOD ASSET MANAGEMENT

RAM | ROBINHOOD STRATEGIES | ROBINHOOD ASSET MANAGEMENT, LLC | ROBINHOOD ASSET MANAGEMENT

CRD#: 323736 / SEC#: 801-127371

RIA

Registered Investment Advisory firm - (1/14/2025 Approved)

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Contact information

Main Address

85 Willow Road, Menlo Park, CA 94025

Mailing Address

Phone number

650-940-2700 EXT 31450

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

RAM FORM ADV PART 2A CLIENT BROCHURE (11/7/2025)

Regulatory assets under management

Total Number of Accounts	81,015
AUM (Assets Under Management)	$ 158,695,275

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
06/25/2025	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Beth A. Bailen

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Beth Ann Bailen's CRS (Customer Relationship Summary).

Certified licenses

Experience

TRADE-PMR INC.

ROBINHOOD FINANCIAL, LLC

COMMONWEALTH FINANCIAL NETWORK

COMMONWEALTH FINANCIAL NETWORK

ROBINHOOD SECURITIES, LLC

ROBINHOOD FINANCIAL, LLC

TD AMERITRADE, INC.

TD AMERITRADE, INC.

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

TD AMERITRADE CLEARING, INC.

Primary Firm SEC Registration

ROBINHOOD ASSET MANAGEMENT

State Registrations and Notice Filings

Exams

Series 66

Date: 1/4/2006

Series 63

Date: 2/20/2003

SIE

Date: 10/1/2018

Series 3

Date: 5/11/2010

Series 7

Date: 2/13/2003

Series 4

Date: 12/17/2004

Series 24

Date: 10/18/2004

FINRA

Current Firm

ROBINHOOD ASSET MANAGEMENT

Contact information

SEC notice filing (53 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

ROBINHOOD ASSET MANAGEMENT

TRUST BUT VERIFY

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