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Lee M. Densky

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CRD#: 4014025
LD

Professional summary


Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Lee Matthew Densky was a registered financial professional .

Lee is a previously registered financial professional and started their career in finance in 1999. Lee had worked at 7 firms and has passed the Series 65, Series 63, Series 31 and Series 7 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


None

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary)


The CRS(Customer Relationship Summary) document is not provided.

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Past

January 25, 2010 - May 13, 2013

WAGENER-LEE, LLC

RIA
CRD#: 136002
COLUMBIA, MD
Past

March 4, 2009 - May 2, 2013

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

RIA
CRD#: 149018
COLUMBIA, MD
Past

May 28, 2008 - May 2, 2013

RAYMOND JAMES FINANCIAL SERVICES, INC.

BD
CRD#: 6694
COLUMBIA, MD
Past

August 2, 2005 - May 28, 2008

FIS BROKERAGE & SECURITIES SERVICES LLC

BD
CRD#: 104162
PIKESVILLE, MD
Past

December 8, 2004 - May 19, 2005

FIS BROKERAGE & SECURITIES SERVICES LLC

BD
CRD#: 104162
GENEVA, IL
Past

March 3, 2003 - October 25, 2004

FIS BROKERAGE & SECURITIES SERVICES LLC

BD
CRD#: 104162
GENEVA, IL
Past

August 5, 2002 - March 3, 2003

RUMSON CAPITAL, LLC

BD
CRD#: 33848
MONTEBELLO, NY
Past

January 16, 2001 - August 7, 2002

MORGAN STANLEY DW INC.

BD
CRD#: 7556
PURCHASE, NY
Past

November 23, 1999 - December 13, 2000

J.P. MORGAN SECURITIES LLC

BD
CRD#: 79
NEW YORK, NY

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


State Security Law Exam
IAR
Series 65
Date: 2/19/2009
Uniform Investment Adviser Law Examination
State Security Law Exam
General Industry/Product Exam
RR
Series 31
Date: 2/23/2001
Futures Managed Funds Examination
General Industry/Product Exam

Current Firm


WL
WAGENER-LEE, LLC
WAGENER-LEE WEALTH ADVISORS | WAGENER-LEE, LLC

CRD#: 136002 / SEC#:

Maryland
Registered Investment Advisory firm - (1/1/2006 Approved)
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Contact information


Main Address
5950 Symphony Woods Road Suite 412, Columbia, MD 21044
Mailing Address
Phone number
(443) 276-9595
Established
Firm type
Fiscal year end
# of Employees
5

Documents


Latest Form ADV

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


WAGENER-LEE, LLC

CRD#: 136002

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