William J. Robertson
Professional summary
William James Robertson, who also goes by Bill Robertson, is a registered financial advisor currently at WEALTH PLANNING SYSTEMS, LLC located in Bloomington, Minnesota.
William is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1971. William has worked at 11 firms and has passed the Series 63 and Series 1 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view William James Robertson's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 3, 2014 - Present
WEALTH PLANNING SYSTEMS, LLC
November 12, 1996 - December 31, 1997
SII INVESTMENTS, INC.
May 16, 1990 - January 31, 1995
GUARDIAN INVESTOR SERVICES LLC
November 19, 1989 - May 8, 1990
OSAIC WEALTH, INC.
May 14, 1982 - November 19, 1989
INTEGRATED RESOURCES EQUITY CORPORATION
May 11, 1982 - January 3, 1989
LINCOLN NATIONAL PENSION INSURANCE COMPANY
April 22, 1977 - May 14, 1982
HIMCO DISTRIBUTION SERVICES COMPANY
September 16, 1974 - July 6, 1990
OSAIC FA, INC.
August 3, 1973 - July 6, 1990
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY
May 30, 1973 - November 3, 1973
VOYA FINANCIAL ADVISORS, INC.
October 8, 1971 - June 1, 1973
ACACIA EQUITY SALES CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(2/3/2014)
Exams
Series 1
Date: 10/5/1971
Registered Representative ExaminationCurrent Firm
WEALTH PLANNING SYSTEMS, LLC
CRD#: 126390 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 88 |
| AUM (Assets Under Management) | $ 10,740,000 |
Red Flags
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