Jason P. Sulkosky

EMPIRICAL WEALTH MANAGEMENT

Seattle, WA 98101

Some features on this profile are disabled

CRD#: 4013916

Professional summary

Jason Phillip Sulkosky, CFP® is a registered financial advisor currently at EMPIRICAL WEALTH MANAGEMENT located in Seattle, Washington and DIRECTIONAL FINANCIAL SERVICES located in Seattle, Washington.

Jason is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1999. Jason has worked at 5 firms and has passed the Series 65, Series 63, Series 31 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. Name of Business: Jason Sulkosky 2. Investment related: No 3. Address: 11310 SE 79th Place, Newcastle, WA 98056 4. Nature of Business: Fun/Hobby - People voluntarily donate to watch me play online games. 5. Position/Title/Relationship: Owner/Content Provider 6. Start Date of Business: 09/2019 7. Number of hours devoted to business per month: Approximately 10hrs. 8. Number of hours devoted to business per month during securities trading hours: 0hrs. 9. I have no required duties to the business, I can play/work or not play/work as I desire.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jason Phillip Sulkosky's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2014

Experience

Current

April 22, 2014 - Present

EMPIRICAL WEALTH MANAGEMENT

Office #1: 1420 5th Ave Suite 3150, Seattle, WA 98101

RIA

CRD#: 152622

Seattle, WA

Current

October 3, 2015 - Present

DIRECTIONAL FINANCIAL SERVICES

Office #1: 1420 5th Ave Suite 3150, Seattle, WA 98101

RIA

CRD#: 171903

Seattle, WA

Past

March 3, 2003 - May 6, 2013

CHARLES SCHWAB & CO., INC.

RIA

CRD#: 5393

TACOMA, WA

Past

March 3, 2003 - May 6, 2013

CHARLES SCHWAB & CO., INC.

CRD#: 5393

TACOMA, WA

Past

February 5, 2002 - January 7, 2003

WAMU INVESTMENTS, INC.

CRD#: 599

IRVINE, CA

Past

October 20, 1999 - February 25, 2002

MORGAN STANLEY DW INC.

CRD#: 7556

PURCHASE, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

EMPIRICAL WEALTH MANAGEMENT

EMPIRICAL FINANCIAL SERVICES, LLC | EMPIRICAL WEALTH MANAGEMENT

CRD#: 152622 / SEC#: 801-72168

RIA

Registered Investment Advisory firm - (2/23/2011 Approved)

Arizona

Registered Investment Advisory firm - (2/23/2011 Terminated)

California

Registered Investment Advisory firm - (2/25/2011 Terminated)

Texas

Registered Investment Advisory firm - (2/23/2011 Terminated)

Washington

Registered Investment Advisory firm - (2/23/2011 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Alaska
(12/7/2018)

IAR

Arizona
(4/22/2014)

IAR

California
(12/15/2017)

IAR

Oregon
(12/15/2017)

IAR

Texas
(1/30/2024)

IAR

Washington
(3/31/2015)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 3/23/2000

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 12/20/1999

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 31

Date: 11/18/1999

Futures Managed Funds Examination

General Industry/Product Exam

Series 7

Date: 10/19/1999

General Securities Representative Examination

Current Firm

EMPIRICAL WEALTH MANAGEMENT

EMPIRICAL FINANCIAL SERVICES, LLC | EMPIRICAL WEALTH MANAGEMENT

CRD#: 152622 / SEC#: 801-72168

RIA

Registered Investment Advisory firm - (2/23/2011 Approved)

Arizona

Registered Investment Advisory firm - (2/23/2011 Terminated)

California

Registered Investment Advisory firm - (2/25/2011 Terminated)

Texas

Registered Investment Advisory firm - (2/23/2011 Terminated)

Washington

Registered Investment Advisory firm - (2/23/2011 Terminated)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

1420 5th Ave Suite 3150, Seattle, WA 98101

Mailing Address

Phone number

(206) 923-3474

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (40 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

WRAP FEE BROCHURE (11/7/2025)

EMPIRICAL WEALTH MANAGEMENT (11/7/2025)

Regulatory assets under management

Total Number of Accounts	8,402
AUM (Assets Under Management)	$ 6,701,226,120

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Dale Miller

MORGAN STANLEY

IAR

Moscow, ID

Gregg Quinn

AMERIPRISE FINANCIAL SERVICES, LLC

IAR

Redmond, WA

Alyssa Jarman

OSAIC WEALTH, INC.

IAR

Bellevue, WA

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Jason P. Sulkosky

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jason Phillip Sulkosky's CRS (Customer Relationship Summary).

Certified licenses

Experience

DIRECTIONAL FINANCIAL SERVICES

CHARLES SCHWAB & CO., INC.

CHARLES SCHWAB & CO., INC.

WAMU INVESTMENTS, INC.

MORGAN STANLEY DW INC.

Primary Firm SEC Registration

EMPIRICAL WEALTH MANAGEMENT

State Registrations and Notice Filings

Exams

Series 65

Date: 3/23/2000

Series 63

Date: 12/20/1999

Series 31

Date: 11/18/1999

Series 7

Date: 10/19/1999

Current Firm

EMPIRICAL WEALTH MANAGEMENT

Contact information

SEC notice filing (40 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

EMPIRICAL WEALTH MANAGEMENT

TRUST BUT VERIFY

Similar Advisors