Nanette M. Bess

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CRD#: 4013660

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Nanette Marie Bess, CFP®, who also goes by Nanette Marie Ladage, was a registered financial professional .

Nanette is a previously registered financial professional and started their career in finance in 2000. Nanette had worked at 5 firms and has passed the Series 66, Series 65, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Nanette Marie Ladage

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) NAME OF OTHER BUSINESS: MCCULLOUGH & ASSOCIATES, LLC; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FINANCIAL SERVICES; START DATE: 07/2018; POSITION/TITLE/RELATIONSHIP: CLIENT SERVICE ASSOCIATE; APX NUMBER OF HOURS PER WEEK: 40; APX NUMBER OF HOURS DURING TRADING HOURS: 32.5; BRIEF DESCRIPTION OF DUTIES: ADMIN SUPPORT FOR REPS AND THEIR CLIENTS; 2) NAME OF OTHER BUSINESS: STAGE LABOR OF THE OZARKS; INVESTMENT RELATED: NO; ADDRESS: 2942 W CARDINAL ST SPRINGFIELD, MO 65810; NATURE OF BUSINESS:ENTERTAINMENT ; START DATE: 1/2022; POSITION/TITLE/RELATIONSHIP: LABORER ; APX NUMBER OF HOURS PER WEEK: 5-6 ; APX NUMBER OF HOURS DURING TRADING HOURS: 5-6 ; BRIEF DESCRIPTION OF DUTIES: CONCIERGE SERVICES FOR VARIOUS ENTERTAINMENT AND CORPORATE EVENTS; 3. NAME OF OTHER BUSINESS: BESS FAMILY PROPERTIES LLC INVESTMENT RELATED: NO; ADDRESS: 4424 SIENA AVE, OZARK, MO 65721; NATURE OF BUSINESS: VACATION RENTAL PROPERTY; START DATE: 05/2022; POSITION/TITLE/RELATIONSHIP: OWNER; APX NUMBER OF HOURS PER WEEK: 0; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: LLC MEMBER. PURCHASE PROPERTIES THAT WILL BE OFFERED AS SHORT-TERM VACATION RENTALS THROUGH 3RD PART PROPERTY MANAGEMENT COMPANY;

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Experience

Past

January 27, 2015 - June 28, 2023

CETERA INVESTMENT ADVISERS LLC

RIA

CRD#: 105644

SPRINGFIELD, MO

Past

January 1, 2015 - June 28, 2023

CETERA FINANCIAL SPECIALISTS LLC

CRD#: 10358

SPRINGFIELD, MO

Past

July 30, 2004 - June 15, 2007

SECURITIES SERVICE NETWORK, LLC

CRD#: 13318

SPRINGFIELD, MO

Past

March 27, 2002 - July 13, 2004

UMB FINANCIAL SERVICES, INC.

CRD#: 17073

KANSAS CITY, MO

Past

June 2, 2000 - July 19, 2001

HEIM, YOUNG & ASSOCIATES, INC.

CRD#: 38993

SPRINGFIELD, MO

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CETERA INVESTMENT ADVISERS LLC

CRD#: 105644 / SEC#: 801-20406

RIA

Registered Investment Advisory firm - (1/13/1984 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 1/26/2015

Uniform Combined State Law Examination

State Security Law Exam

IAR

Series 65

Date: 1/13/2005

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 6/22/2000

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 12/29/2014

General Securities Representative Examination

Current Firm

CETERA INVESTMENT ADVISERS LLC

CRD#: 105644 / SEC#: 801-20406

RIA

Registered Investment Advisory firm - (1/13/1984 Approved)

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Contact information

Main Address

1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096

Mailing Address

Phone number

(310) 257-7880

Established

Firm type

Fiscal year end

# of Employees

7,705

SEC notice filing (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	584,487
AUM (Assets Under Management)	$ 163,792,814,520

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
10/27/2025	Cover Page	Report
12/13/2024	Cover Page	Report
09/26/2023	Cover Page	Report
11/18/2022	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Nanette M. Bess

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

CETERA FINANCIAL SPECIALISTS LLC

SECURITIES SERVICE NETWORK, LLC

UMB FINANCIAL SERVICES, INC.

HEIM, YOUNG & ASSOCIATES, INC.

Primary Firm SEC Registration

CETERA INVESTMENT ADVISERS LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 1/26/2015

Series 65

Date: 1/13/2005

Series 63

Date: 6/22/2000

SIE

Date: 10/1/2018

Series 7

Date: 12/29/2014

Current Firm

CETERA INVESTMENT ADVISERS LLC

Contact information

SEC notice filing (53 States and Territories)

Documents

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

CETERA INVESTMENT ADVISERS LLC

TRUST BUT VERIFY

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