Michael C. Robertson
Professional summary
Michael Carl Robertson was barred by the SEC from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Michael is a previously registered financial professional and started their career in finance in 1968. Prior to being barred, Michael had worked at 8 firms, which includes INVESTORS DISCOUNT BROKERAGEINC., MOMENTUM INDEPENDENT NETWORK INC., JANNEY MONTGOMERY SCOTT LLC, PRINCIPAL FINANCIAL SECURITIESINC., PRUDENTIAL EQUITY GROUP LLC, BACHE HALSEY STUART INC., BACHE & CO INCORPORATED, BACHE & CO. INCORPORATED.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 21, 1990 - December 14, 1995
INVESTORS DISCOUNT BROKERAGE,INC.
April 3, 1990 - June 12, 1990
INVESTORS DISCOUNT BROKERAGE,INC.
August 23, 1989 - March 10, 1990
MOMENTUM INDEPENDENT NETWORK INC.
March 20, 1986 - May 4, 1989
JANNEY MONTGOMERY SCOTT LLC
October 1, 1979 - April 7, 1986
PRINCIPAL FINANCIAL SECURITIES,INC.
September 16, 1977 - November 9, 1979
PRUDENTIAL EQUITY GROUP, LLC
August 27, 1976 - September 16, 1977
BACHE HALSEY STUART INC.
February 27, 1976 - August 27, 1976
BACHE & CO INCORPORATED
September 5, 1968 - February 27, 1976
BACHE & CO., INCORPORATED
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 000
Date: 2/10/1966
General Securities Principal ExaminationSeries 1
Date: 9/23/1965
Registered Representative ExaminationCurrent Firm
INVESTORS DISCOUNT BROKERAGE,INC.
CRD#: 14610 / SEC#: , 8-30934
Contact information
Documents
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