Barrett O. Benson

BENSON WEALTH MANAGEMENT

Ooltewah, TN

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CRD#: 4013223

Professional summary

Barrett Oliver Benson is a registered financial advisor currently at BENSON WEALTH MANAGEMENT, INC. located in Ooltewah, Tennessee and INFINITY FINANCIAL SERVICES located in Ooltewah, Tennessee.

Barrett is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2001. Barrett has worked at 10 firms and has passed the Series 65, Series 63, SIE, Series 31 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Barrett Oliver Benson's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 17, 2022 - Present

BENSON WEALTH MANAGEMENT, INC.

RIA

CRD#: 318898

Ooltewah, TN

Current

February 25, 2016 - Present

INFINITY FINANCIAL SERVICES

Office #1: 9298 Apison Pike Ste 106, Ooltewah, TN 37363

CRD#: 144302

Ooltewah, TN

Past

October 17, 2012 - July 7, 2022

SPELTS WEALTH MANAGEMENT, INC

RIA

CRD#: 158321

CHICO, CA

Past

October 12, 2012 - February 25, 2016

LPL FINANCIAL LLC

CRD#: 6413

CHICO, CA

Past

January 1, 2008 - October 15, 2012

WELLS FARGO CLEARING SERVICES, LLC

RIA

CRD#: 19616

CHICO, CA

Past

January 1, 2008 - October 15, 2012

WELLS FARGO CLEARING SERVICES, LLC

CRD#: 19616

CHICO, CA

Past

March 2, 2007 - January 1, 2008

A. G. EDWARDS & SONS, INC.

RIA

CRD#: 4

CHICO, CA

Past

March 2, 2007 - January 3, 2008

A. G. EDWARDS & SONS, INC.

CRD#: 4

CHICO, CA

Past

June 1, 2005 - March 12, 2007

LPL FINANCIAL LLC

CRD#: 6413

CHICO, CA

Past

August 5, 2003 - June 13, 2005

CETERA WEALTH SERVICES, LLC

CRD#: 13572

EL SEGUNDO, CA

Past

August 26, 2002 - April 16, 2003

MORGAN STANLEY DW INC.

RIA

CRD#: 7556

REDLANDS, CA

Past

January 30, 2002 - April 16, 2003

MORGAN STANLEY DW INC.

CRD#: 7556

PURCHASE, NY

Past

September 17, 2001 - February 6, 2002

FIRST SECURITIES USA, INC.

CRD#: 39986

IRVINE, CA

Past

July 13, 2001 - August 16, 2001

SECURITIES AMERICA, INC.

CRD#: 10205

LAVISTA, NE

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

California
(2/25/2016)

IAR

California
(3/17/2022)

Oregon
(1/26/2026)

IAR

Tennessee
(5/27/2022)

Tennessee
(8/1/2022)

Washington
(5/7/2016)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 3/15/2002

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 7/23/2001

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 31

Date: 2/27/2002

Futures Managed Funds Examination

General Industry/Product Exam

Series 7

Date: 7/12/2001

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

BENSON WEALTH MANAGEMENT, INC.

CRD#: 318898 / SEC#:

California

Registered Investment Advisory firm - (3/17/2022 Approved)

Tennessee

Registered Investment Advisory firm - (5/27/2022 Approved)

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Contact information

Main Address

Ooltewah, TN

Mailing Address

Phone number

(530) 891-0719

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	281
AUM (Assets Under Management)	$ 116,000,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Barrett O. Benson

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Barrett Oliver Benson's CRS (Customer Relationship Summary).

Certified licenses

Experience

INFINITY FINANCIAL SERVICES

SPELTS WEALTH MANAGEMENT, INC

LPL FINANCIAL LLC

WELLS FARGO CLEARING SERVICES, LLC

WELLS FARGO CLEARING SERVICES, LLC

A. G. EDWARDS & SONS, INC.

A. G. EDWARDS & SONS, INC.

LPL FINANCIAL LLC

CETERA WEALTH SERVICES, LLC

MORGAN STANLEY DW INC.

MORGAN STANLEY DW INC.

FIRST SECURITIES USA, INC.

SECURITIES AMERICA, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 3/15/2002

Series 63

Date: 7/23/2001

SIE

Date: 10/1/2018

Series 31

Date: 2/27/2002

Series 7

Date: 7/12/2001

FINRA

Current Firm

BENSON WEALTH MANAGEMENT, INC.

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

BENSON WEALTH MANAGEMENT, INC.

TRUST BUT VERIFY

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