Edward A. Meltzer
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Edward Alan Meltzer, who also goes by Edward A Meltzer, was a registered financial professional .
Edward is a previously registered financial professional and started their career in finance in 1999. Edward had worked at 3 firms and has passed the Series 65, Series 63, Series 7, Series 24 and Series 53 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 3, 2013 - January 8, 2014
ALIGHT FINANCIAL ADVISORS, LLC
January 13, 2004 - May 24, 2011
ALIGHT FINANCIAL SOLUTIONS, LLC
January 13, 2004 - January 8, 2014
ALIGHT FINANCIAL SOLUTIONS, LLC
June 4, 2001 - November 20, 2003
WELLS FARGO CLEARING SERVICES, LLC
January 25, 2001 - November 20, 2003
WELLS FARGO CLEARING SERVICES, LLC
October 15, 1999 - December 31, 2000
ALIGHT FINANCIAL SOLUTIONS, LLC
Primary Firm SEC Registration
ALIGHT FINANCIAL ADVISORS, LLC
CRD#: 158744 / SEC#: 801-72679
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
ALIGHT FINANCIAL ADVISORS, LLC
CRD#: 158744 / SEC#: 801-72679
Contact information
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 197,089 |
| AUM (Assets Under Management) | $ 30,882,928,556 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
