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PH

Paul S. Hardin

CANNON SECURITIES
Athens, GA 30605
Some features on this profile are disabled
CRD#: 4013120
PH

Professional summary


Paul Simpson Hardin is a registered financial professional currently at CANNON SECURITIES, INC. located in Athens, Georgia.

Paul is registered as a RR (Registered Representative) and started their career in finance in 2000. Paul has worked at 5 firms and has passed the Series 63, SIE and Series 6 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


None

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view Paul Simpson Hardin's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

February 1, 2018 - Present

CANNON SECURITIES, INC.

Office #1: 649 South Milledge Ave. Suite 6, Athens, GA 30605
BD
CRD#: 152287
Athens, GA
Past

October 12, 2009 - January 19, 2018

INVEST FINANCIAL CORPORATION

BD
CRD#: 12984
ATHENS, GA
Past

September 5, 2000 - October 6, 2009

PRINCIPAL SECURITIES, INC.

BD
CRD#: 1137
ALBANY, GA
Past

February 7, 2000 - April 14, 2000

METROPOLITAN LIFE INSURANCE COMPANY

BD
CRD#: 4095
NEW YORK, NY
Past

February 7, 2000 - April 14, 2000

MSI FINANCIAL SERVICES, INC.

BD
CRD#: 14251
SPRINGFIELD, MA

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Georgia
(2/1/2018)

Exams


State Security Law Exam
RR
Series 63
Date: 3/30/2000
Uniform Securities Agent State Law Examination
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA

Current Firm


CS
CANNON SECURITIES, INC.
CANNON SECURITIES, INC.

CRD#: 152287 / SEC#: , 8-68437

BD
Broker-Dealer Firm Regulated by FINRA (Atlanta district office)
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Contact information


Main Address
649 South Milledge Ave. Suite 6, Athens, GA 30605
Mailing Address
649 South Milledge Ave Suite 6, Athens, GA 30605
Phone number
(888) 353-9972
Established
Georgia since 08/10/2009
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (3 States and Territories)


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Documents


Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers


NamePositionCRD#
DIXON, KELLY LCCO/AMLCO/CEO5854982
ALVAREZ, ENRIQUECFO/ FINOP4622342

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


CANNON SECURITIES, INC.

CRD#: 152287Athens, GA 30605

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