Thomas J. Matteucci

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CRD#: 4012786

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Thomas Joseph Matteucci Jr, who also goes by Thomas J Matteucci, Thomas Joseph Matteucci Jr, Thomas Joseph Matteucci Jr., Thomas Matteucci Jr, Tom Matteucci Jr, Tom Matteucci, Thomas J Matteucci Jr, was a registered financial professional .

Thomas is a previously registered financial professional and started their career in finance in 2008. Thomas had worked at 5 firms and has passed the Series 66, Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

March 13, 2020 - April 7, 2020

MA PRIVATE WEALTH, LLC

RIA

CRD#: 291366

San Carlos, CA

Past

December 12, 2012 - September 8, 2020

NWK GROUP

RIA

CRD#: 124186

SAN FRANCISCO, CA

Past

August 23, 2011 - September 11, 2012

STRATEGIC ADVISERS LLC

RIA

CRD#: 104555

PALO ALTO, CA

Past

May 19, 2011 - September 7, 2012

FIDELITY BROKERAGE SERVICES LLC

CRD#: 7784

PALO ALTO, CA

Past

November 29, 2010 - April 4, 2011

CHARLES SCHWAB & CO., INC.

CRD#: 5393

SAN MATEO, CA

Past

January 16, 2008 - September 10, 2010

CHARLES SCHWAB & CO., INC.

CRD#: 5393

SAN FRANCISCO, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

MA PRIVATE WEALTH, LLC

CERTUS WEALTH MANAGEMENT | ORSON ADVISORS, LLC | MA PRIVATE WEALTH, LLC | EMERSON ADVISORS, LLC

CRD#: 291366 / SEC#: 801-112344

RIA

Registered Investment Advisory firm - (1/19/2018 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 8/22/2011

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 2/15/2008

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 1/15/2008

General Securities Representative Examination

Current Firm

MA PRIVATE WEALTH, LLC

CERTUS WEALTH MANAGEMENT | ORSON ADVISORS, LLC | MA PRIVATE WEALTH, LLC | EMERSON ADVISORS, LLC

CRD#: 291366 / SEC#: 801-112344

RIA

Registered Investment Advisory firm - (1/19/2018 Approved)

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Contact information

Main Address

1355 A San Carlos Avenue, San Carlos, CA 94070

Mailing Address

Phone number

(650) 232-2021

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (8 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

MAPW FORM ADV PART 2A BROCHURE (8/1/2025)

MAPW FORM ADV PART 2A: APPENDIX 1 WRAP PROGRAM BROCHURE (8/1/2025)

Regulatory assets under management

Total Number of Accounts	352
AUM (Assets Under Management)	$ 584,116,263

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Thomas J. Matteucci

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

NWK GROUP

STRATEGIC ADVISERS LLC

FIDELITY BROKERAGE SERVICES LLC

CHARLES SCHWAB & CO., INC.

CHARLES SCHWAB & CO., INC.

Primary Firm SEC Registration

MA PRIVATE WEALTH, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 8/22/2011

Series 63

Date: 2/15/2008

Series 7

Date: 1/15/2008

Current Firm

MA PRIVATE WEALTH, LLC

Contact information

SEC notice filing (8 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

MA PRIVATE WEALTH, LLC

TRUST BUT VERIFY

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