KP
Kerry W. Peoples
METRIC FINANCIAL
Atlanta, GA 30309
Some features on this profile are disabled
CRD#: 4012614
KP
Professional summary
Kerry William Peoples is a registered financial professional currently at METRIC FINANCIAL, LLC located in Atlanta, Georgia.
Kerry is registered as a RR (Registered Representative) and started their career in finance in 2000. Kerry has worked at 14 firms and has passed the Series 66, Series 82TO, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(1) PEOPLES FINANCIAL DBA; 18 BLUE JAY DRIVE ALISO VIEGJO, CA 92656; WHOLESALING; FINANCIAL WHOLESALER; COMPENSATION: BASIS POINTS ON SALES; 40+ HOURS PER WEEK DURING NORMAL TRADING HOURS. (2) MADISON CAPITAL GROUP; START: 11/2024; 450 NEWPORT CENTER DRIVE, SUITE 200 NEWPORT BEACH, CA 92660; CAPITAL MARKETS, WHOLESALER; WWW.MADISONCAPGROUP.COM; WHOLESALE FINANCIAL PRODUCTS; COMPENSATION: BASIS POINTS ON SALES; 40+ HOUR PER WEEK DURING NORMAL TRADING HOURS. (3) REALTA INVESTMENT ADVISORS, INC.; 1201 N ORANGE STREET STE 729 WILMINGTON, DE 19801; INVESTMENT ADVISORY SERVICES; WWW.REALTAWEALTH.COM; INVESTMENT ADVISOR REPRESENTATIVE; COMPENSATION IN THE FORM OF ADVISORY FEES; 40+ HOURS PER WEEK DURING NORMAL TRADING HOURS.
CRS (Client Relationship Summary) - BD
Click below to view Kerry William Peoples's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
July 10, 2025 - Present
METRIC FINANCIAL, LLC
Office #1: 1180 West Peachtree St.nw Suite 1910, Atlanta, GA 30309BD
CRD#: 33324
Atlanta, GA
Past
November 26, 2024 - June 3, 2025
REALTA INVESTMENT ADVISORS, INC
RIA
CRD#: 134952
NEWPORT BEACH, CA
Past
November 25, 2024 - June 3, 2025
REALTA EQUITIES, INC.
BD
CRD#: 23769
WILMINGTON, DE
Past
December 9, 2019 - March 28, 2024
SEALY INVESTMENT SECURITIES, LLC
BD
CRD#: 300691
DALLAS, TX
Past
February 4, 2015 - December 2, 2019
PTX SECURITIES, LLC
BD
CRD#: 7735
PLANO, TX
Past
October 22, 2014 - February 2, 2015
VII PEAKS CAPITAL LLC
RIA
CRD#: 153825
ORINDA, CA
Past
September 6, 2013 - October 30, 2014
AXIOM CAPITAL MANAGEMENT, INC.
BD
CRD#: 26580
AUSTIN, TX
Past
January 14, 2013 - August 7, 2013
CONCORDE ASSET MANAGEMENT, LLC
RIA
CRD#: 140367
SAN DIEGO, CA
Past
January 2, 2013 - August 7, 2013
CONCORDE INVESTMENT SERVICES, LLC
BD
CRD#: 151604
SAN DIEGO, CA
Past
September 2, 2010 - December 31, 2012
KBR CAPITAL MARKETS, LLC
BD
CRD#: 128800
LOS ANGELES, CA
Past
August 1, 2007 - February 8, 2010
DIRECT CAPITAL SECURITIES, INC.
BD
CRD#: 29639
AUSTIN, TX
Past
February 1, 2006 - July 2, 2007
KBS CAPITAL MARKETS GROUP LLC
BD
CRD#: 132299
NEWPORT BEACH, CA
Past
September 17, 2003 - May 4, 2005
SAN FRANCISCO SECURITIES, INC.
BD
CRD#: 43629
CANOGA PARK, CA
Past
December 6, 2000 - March 26, 2002
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BD
CRD#: 7691
NEW YORK, NY
Past
March 7, 2000 - August 4, 2000
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BD
CRD#: 7691
NEW YORK, NY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(7/10/2025)
RR
Alaska(7/10/2025)
RR
Arizona(7/10/2025)
RR
Arkansas(7/10/2025)
RR
California(7/10/2025)
RR
Colorado(7/10/2025)
RR
Connecticut(7/10/2025)
RR
Delaware(7/10/2025)
RR
District of Columbia(7/10/2025)
RR
Florida(7/10/2025)
RR
Georgia(7/10/2025)
RR
Hawaii(7/10/2025)
RR
Idaho(7/10/2025)
RR
Illinois(7/10/2025)
RR
Indiana(7/10/2025)
RR
Iowa(7/10/2025)
RR
Kansas(7/10/2025)
RR
Kentucky(7/10/2025)
RR
Louisiana(7/10/2025)
RR
Maine(7/10/2025)
RR
Maryland(7/10/2025)
RR
Massachusetts(7/10/2025)
RR
Michigan(7/10/2025)
RR
Minnesota(7/10/2025)
RR
Mississippi(7/10/2025)
RR
Missouri(7/10/2025)
RR
Montana(7/10/2025)
RR
Nebraska(7/10/2025)
RR
Nevada(7/10/2025)
RR
New Hampshire(7/10/2025)
RR
New Jersey(7/10/2025)
RR
New Mexico(7/10/2025)
RR
New York(7/10/2025)
RR
North Carolina(7/10/2025)
RR
North Dakota(7/10/2025)
RR
Ohio(7/11/2025)
RR
Oklahoma(7/10/2025)
RR
Oregon(7/10/2025)
RR
Pennsylvania(7/10/2025)
RR
Puerto Rico(7/10/2025)
RR
Rhode Island(7/10/2025)
RR
South Carolina(7/10/2025)
RR
South Dakota(7/10/2025)
RR
Tennessee(7/10/2025)
RR
Texas(7/10/2025)
RR
Utah(7/10/2025)
RR
Vermont(7/10/2025)
RR
Virginia(7/10/2025)
RR
Washington(7/10/2025)
RR
West Virginia(7/10/2025)
RR
Wisconsin(7/10/2025)
RR
Wyoming(7/10/2025)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 82TO
Date: 1/2/2023
Limited Representative-Private Securities OfferingsGeneral Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
MF
METRIC FINANCIAL, LLC
METRIC FINANCIAL INC. | NEWBURY, PIRET SECURITIES, INC. | NEWBURY, PIRET & CO., INC. | NEWBURY PIRET COMPANY | NEWBURY PIRET & CO. | METRIC FINANCIAL, LLC
CRD#: 33324 / SEC#: , 8-46684
BD
Broker-Dealer Firm Regulated by FINRA (Atlanta district office)
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Contact information
Main Address
1180 West Peachtree St.nw Suite 1910, Atlanta, GA 30309
Mailing Address
1180 West Peachtree St.nw Suite 1910, Atlanta, GA 30309
Phone number
(678) 528-1151
Established
Georgia since 05/01/1981
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
