Christian B. Gibson
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Christian Bruce Gibson was a registered financial professional .
Christian is a previously registered financial professional and started their career in finance in 2001. Christian had worked at 7 firms and has passed the Series 63, Series 6TO, Series 99TO, Series 22TO, Series 52TO, Series 82TO, Series 79TO, SIE, Series 87, Series 86, Series 7, Series 26, Series 14, Series 39 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 11, 2023 - April 17, 2026
TCBI SECURITIES, INC.
May 11, 2023 - August 22, 2023
JOHNSON RICE & COMPANY L.L.C.
October 6, 2016 - March 3, 2023
STIFEL, NICOLAUS & COMPANY, INCORPORATED
December 16, 2013 - September 9, 2016
INTL FCSTONE CREDIT TRADING LLC
December 17, 2007 - December 13, 2013
CANACCORD GENUITY LLC
July 28, 2006 - December 17, 2007
CANACCORD GENUITY LLC
October 19, 2005 - August 1, 2006
BANC OF AMERICA SECURITIES LLC
March 21, 2001 - November 2, 2001
RBC CAPITAL MARKETS, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 6TO
Date: 3/5/2024
Investment Company Products/Variable Contracts Representative ExaminationSeries 99TO
Date: 3/5/2024
Operations Professional ExaminationSeries 22TO
Date: 9/11/2023
Direct Participation Programs Representative ExaminationSeries 52TO
Date: 9/11/2023
Municipal Securities Representative ExaminationSeries 82TO
Date: 5/11/2023
Limited Representative-Private Securities OfferingsSeries 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationCurrent Firm
TCBI SECURITIES, INC.
CRD#: 313304 / SEC#: , 8-70682
Contact information
FINRA licenses (53 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| TEXAS CAPITAL BANCSHARES, INC. | OWNER | |
| ALVARADO, ANNA MARIA | DIRECTOR | 4433966 |
| COLPITTS, JOEL BRIAN | PRINCIPAL FINANCIAL OFFICER AND FIN/OP | 2376942 |
| GENYK, STEVEN | MUNICIPAL SECURITIES PRINCIPAL | 2324120 |
| GETTY, JOSEPH MATTHEW | AMLCO | 6343874 |
| HOLMES, ROBERT C | DIRECTOR | 2948416 |
| HOVERMAN, DANIEL STEPHENS | DIRECTOR, PRESIDENT | 5281289 |
| OMAN, DAVID | DIRECTOR | 5685397 |
| RIVERA, JASON | CHIEF COMPLIANCE OFFICER | 5010925 |
| SCURLOCK, JOHN MATTHEW | DIRECTOR | 7521986 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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