Curtis H. Robertson

INTEGRATED INVESTMENT STRATEGIES,INC.

Indianapolis, IN 46240

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CRD#: 401245

Professional summary

Curtis Harold Robertson, who also goes by Curt Robertson, is a registered financial advisor currently at INTEGRATED INVESTMENT STRATEGIES,INC. located in Indianapolis, Indiana.

Curtis is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1990. Curtis has worked at 6 firms and has passed the Series 63, SIE, Series 7, Series 6, Series 28, Series 51 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Curt Robertson

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

RENTAL PROPERTY POSITION: Owner NATURE: Rental Property - 227 Highwood Drive, Westfield, IN 46074 INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 05/01/2017 ADDRESS: 227 Highwood Drive, Westfield IN 46074, United States DESCRIPTION: Collect rent and maintain property

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Curtis Harold Robertson's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

December 20, 2001 - Present

INTEGRATED INVESTMENT STRATEGIES,INC.

Office #1: 9465 Counselor's Row Suite 200, Indianapolis, IN 46240

RIA

CRD#: 122706

Indianapolis, IN

Past

September 22, 2017 - May 31, 2018

SECURITIES AMERICA, INC.

CRD#: 10205

INIDANAPOLIS, IN

Past

February 6, 2007 - September 22, 2017

AURORA SECURITIES

CRD#: 46147

CARMEL, IN

Past

December 21, 2001 - February 23, 2007

OSAIC WEALTH, INC.

CRD#: 23131

CARMEL, IN

Past

January 4, 1994 - December 20, 2001

FFP SECURITIES, INC.

CRD#: 16337

CHESTERFIELD, MO

Past

October 16, 1990 - December 23, 1993

OSAIC FS, INC.

CRD#: 3870

FORT WAYNE, IN

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Indiana
(12/20/2001)

IAR

Texas
(3/12/2014)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 10/15/1990

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 5/31/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 11/15/1991

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 10/15/1990

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 28

Date: 3/9/2007

Introducing Broker/Dealer Financial Operations Principal Examination

Principal/Supervisory Exam

Series 51

Date: 3/4/2003

Municipal Fund Securities Principal Examination

Principal/Supervisory Exam

Series 24

Date: 2/24/1994

General Securities Principal Examination

Current Firm

INTEGRATED INVESTMENT STRATEGIES,INC.

IIS | INTEGRATED INVESTMENT STRATEGIES,INC. | INTEGRATED INVESTMENT STRATEGIES ADVISORY SERVICES | INTEGRATED INVESTMENT EDUCATORS

CRD#: 122706 / SEC#:

Indiana

Registered Investment Advisory firm - (12/20/2001 Approved)

Texas

Registered Investment Advisory firm - (3/12/2014 Conditional Restricted)

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Contact information

Main Address

600 E Carmel Drive Suite 110, Carmel, IN 46032

Mailing Address

Phone number

(317) 843-5577

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	195
AUM (Assets Under Management)	$ 69,034,425

Exempt reporting advisers

Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.

SEC / JURISDICTION	REPORTING STATUS	EFFECTIVE DATE
Texas	ERA - Withdrawn	3/10/2014

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

xxxxx@xxxx.xxx

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Curtis H. Robertson

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Curtis Harold Robertson's CRS (Customer Relationship Summary).

Certified licenses

Experience

SECURITIES AMERICA, INC.

AURORA SECURITIES

OSAIC WEALTH, INC.

FFP SECURITIES, INC.

OSAIC FS, INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 10/15/1990

SIE

Date: 5/31/2018

Series 7

Date: 11/15/1991

Series 6

Date: 10/15/1990

Series 28

Date: 3/9/2007

Series 51

Date: 3/4/2003

Series 24

Date: 2/24/1994

Current Firm

INTEGRATED INVESTMENT STRATEGIES,INC.

Contact information

Documents

Regulatory assets under management

Exempt reporting advisers

Red Flags

Company Information

INTEGRATED INVESTMENT STRATEGIES,INC.

TRUST BUT VERIFY

Contact information

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