Sean L. Conroy
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Sean Linthicum Conroy, who also goes by Sean Linthicuim Conroy, was a registered financial professional .
Sean is a previously registered financial professional and started their career in finance in 2000. Sean had worked at 7 firms and has passed the Series 65, Series 63, Series 7, Series 9 and Series 10 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 28, 2023 - August 26, 2024
MERCER GLOBAL ADVISORS INC.
January 4, 2005 - June 27, 2006
MORGAN KEEGAN & COMPANY, LLC
January 3, 2005 - June 27, 2006
MORGAN KEEGAN & COMPANY, LLC
April 29, 2004 - October 18, 2004
OLIVER CAPITAL MANAGEMENT
July 1, 2003 - March 31, 2004
WELLS FARGO CLEARING SERVICES, LLC
July 1, 2003 - March 31, 2004
WELLS FARGO CLEARING SERVICES, LLC
June 27, 2002 - July 1, 2003
PRUDENTIAL EQUITY GROUP, LLC
February 4, 2002 - July 1, 2003
PRUDENTIAL EQUITY GROUP, LLC
November 19, 2001 - January 14, 2002
BANC OF AMERICA INVESTMENT SERVICES, INC.
September 7, 2000 - May 22, 2001
CITIGROUP GLOBAL MARKETS INC.
Primary Firm SEC Registration
MERCER GLOBAL ADVISORS INC.
CRD#: 147363 / SEC#: 801-69271
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
MERCER GLOBAL ADVISORS INC.
CRD#: 147363 / SEC#: 801-69271
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 99,044 |
| AUM (Assets Under Management) | $ 60,256,270,580 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/29/2025 | ||
| 07/31/2024 | ||
| 09/28/2023 | ||
| 12/07/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
