Douglas G. Reid

J.P. MORGAN INSTITUTIONAL INVESTMENTS

New York, NY 10017

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CRD#: 4011946

Professional summary

Douglas G Reid, who also goes by Reid Douglas Go, Doug Reid, Douglas Gordon Reid, is a registered financial professional currently at J.P. MORGAN INSTITUTIONAL INVESTMENTS INC. located in New York, New York.

Douglas is registered as a RR (Registered Representative) and started their career in finance in 1999. Douglas has worked at 6 firms and has passed the Series 63, Series 7TO, SIE, Series 87 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Reid Douglas Go | Doug Reid | Douglas Gordon Reid

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) I am a member of the Finance Committee of the University Club of New York, a non-profit organization. I began this role in September 2018. I spend approximately 6 hours per month in this role. I spend zero hours in this role during trading hours. 2) Name: Christmas Cove Improvement Association Address: P O Box 371 Damariscotta, ME 04543 Investment-related: Yes Nature of the business: A constructive and unifying force among the residents of the area. Role: Member Finance Committee Start Date: 04/15/2020 Description of duties: Recommend changes to the management of the organization's investment accounts. Number of hours each month: 0.3 Number of hours during trading: 0 3) Name: St. James' Church Address: 865 Madison Avenue, New York, NY Investment-related: No Nature of the business: Church Role: Member of Investment Committee Start Date: 5/2/2023 Description of duties: I will make recommendations to the investment committee of the church. I won't be listed as an authorized person on any investment accounts for the church. Number of hours each month: 1 Number of hours during trading: 0

Blog Corner

CRS (Client Relationship Summary) - BD

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Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

October 9, 2024 - Present

J.P. MORGAN INSTITUTIONAL INVESTMENTS INC.

Office #1: 270 Park Ave, New York, NY 10017

CRD#: 102920

New York, NY

Past

May 30, 2024 - August 29, 2024

J.P. MORGAN SECURITIES LLC

RIA

CRD#: 79

NEW YORK, NY

Past

September 29, 2023 - August 29, 2024

J.P. MORGAN SECURITIES LLC

CRD#: 79

NEW YORK, NY

Past

March 20, 2019 - September 29, 2023

FIRST REPUBLIC SECURITIES COMPANY, LLC

CRD#: 105108

NEW YORK, NY

Past

December 17, 2018 - August 29, 2024

J.P. MORGAN PRIVATE WEALTH ADVISORS LLC

RIA

CRD#: 108559

New York, NY

Past

July 10, 2010 - January 7, 2014

STIFEL, NICOLAUS & COMPANY, INCORPORATED

CRD#: 793

NEW YORK, NY

Past

March 27, 2002 - July 16, 2010

THOMAS WEISEL PARTNERS LLC

CRD#: 46237

NEW YORK, NY

Past

September 29, 1999 - August 23, 2001

J.P. MORGAN SECURITIES LLC

CRD#: 79

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam

Series 63

Date: 9/24/1999

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7TO

Date: 3/20/2019

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 12/10/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 87

Date: 2/18/2005

Research Analyst Exam - Part II Regulations Module

General Industry/Product Exam

Series 7

Date: 9/22/1999

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

J.P. MORGAN INSTITUTIONAL INVESTMENTS INC.

J. P. MORGAN ADVISORS, INC. | J.P. MORGAN INSTITUTIONAL INVESTMENTS INC. | J.P. MORGAN INSTITUTIONAL INVESTMENTS | J.P. MORGAN

CRD#: 102920 / SEC#: 801-64031, 8-52182

Broker-Dealer Firm Regulated by FINRA (New York district office)

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Contact information

Main Address

383 Madison Avenue, New York, NY 10179

Mailing Address

480 Washington Blvd, Floor 11 Ny1-f019, Jersey City, NJ 07310-1616

Phone number

(201) 595-1958

Established

Delaware since 05/26/1999

Firm type

Corporation

Fiscal year end

December

Firm Size

Large

# of Employees

FINRA licenses (53 States and Territories)

Documents

Latest Form ADV

Part 2 Brochures

Direct owners and executive officers

Name	Position	CRD#
JPMORGAN ASSET MANAGEMENT HOLDINGS INC.	STOCKHOLDER
DONOHUE, JOHN THOMAS	DIRECTOR	2372302
HOFFMANN, JAMES ARTHUR	CHIEF ADMINISTRATIVE OFFICER	1949574
KLOZA, KEVIN	CHIEF COMPLIANCE OFFICER	2188958
LEKSTUTIS, CARMINE	CHIEF LEGAL OFFICER	6990745
LISHER, ANDREA	PRESIDENT AND DIRECTOR	4493750
MACHULSKI, MICHAEL RICHARD	DIRECTOR	4726972
SANZONE, JOSEPH FRANK	DIRECTOR	6581797
STRIFE, LOREN T	PRINCIPAL FINANCIAL AND OPERATIONS OFFICER	5393453

Red Flags

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Douglas G. Reid

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Douglas G Reid's CRS (Customer Relationship Summary).

Certified licenses

Experience

J.P. MORGAN SECURITIES LLC

J.P. MORGAN SECURITIES LLC

FIRST REPUBLIC SECURITIES COMPANY, LLC

J.P. MORGAN PRIVATE WEALTH ADVISORS LLC

STIFEL, NICOLAUS & COMPANY, INCORPORATED

THOMAS WEISEL PARTNERS LLC

J.P. MORGAN SECURITIES LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 9/24/1999

Series 7TO

Date: 3/20/2019

SIE

Date: 12/10/2018

Series 87

Date: 2/18/2005

Series 7

Date: 9/22/1999

FINRA

Current Firm

J.P. MORGAN INSTITUTIONAL INVESTMENTS INC.

Contact information

FINRA licenses (53 States and Territories)

Documents

Part 2 Brochures

Direct owners and executive officers

Red Flags

Company Information

J.P. MORGAN INSTITUTIONAL INVESTMENTS INC.

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