Marie R. Lemme
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Marie Roslyn Lemme, who also goes by Marie Roslyn Shamrock, was a registered financial professional .
Marie is a previously registered financial professional and started their career in finance in 1999. Marie had worked at 10 firms and has passed the Series 66, SIE and Series 7 exams.
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 27, 2024 - July 30, 2026
LEMME INVESTMENT GROUP, LLC
July 22, 2022 - December 16, 2024
B. RILEY WEALTH MANAGEMENT
September 13, 2020 - December 16, 2024
B. RILEY WEALTH ADVISORS, INC.
September 13, 2020 - July 22, 2022
NATIONAL SECURITIES CORPORATION
January 2, 2008 - September 24, 2020
FSIC
January 2, 2008 - September 24, 2020
FSIC
June 13, 2005 - December 31, 2007
LEMME INVESTMENT GROUP, INC.
April 15, 2004 - December 31, 2007
WOLF FINANCIAL MANAGEMENT, LLC
April 22, 2003 - December 13, 2007
KENILWORTH ASSET MANAGEMENT, LLC
January 6, 2003 - December 31, 2007
WOLF FINANCIAL MANAGEMENT, LLC
May 22, 2001 - January 6, 2003
OGILVIE SECURITY ADVISORS CORPORATION
January 4, 2001 - January 6, 2003
OGILVIE SECURITY ADVISORS CORPORATION
October 7, 1999 - January 8, 2001
VERAVEST INVESTMENTS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
LEMME INVESTMENT GROUP, LLC
CRD#: 332637 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 89 |
| AUM (Assets Under Management) | $ 27,274,509 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
