Marie R. Lemme

LEMME INVESTMENT GROUP

GLENVIEW, IL

Some features on this profile are disabled

CRD#: 4011231

Professional summary

Marie Roslyn Lemme, who also goes by Marie Roslyn Shamrock, is a registered financial advisor currently at LEMME INVESTMENT GROUP, LLC located in Glenview, Illinois.

Marie is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1999. Marie has worked at 10 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Marie Roslyn Shamrock

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. LEMME INVESTMENT GROUP; INVESTMENT RELATED; 1914 GEORGE CT GLENVIEW IL 60025; MARKETING NAME FOR FINANCIAL SECURITIES BUSINESS CONDUCTED THROUGH B. RILEY WEALTH MANAGEMENT; START DATE 2019; 40 HOURS / WEEK DEVOTED DURING SECURITIES TRADING HOURS. . B. RILEY WEALTH INSURANCE ; INVESTMENT-RELATED; FIXED INSURANCE; SAME ADDRESS AS BRWM; SALES AGENT; START DATE 08/2020; 1 HR/MONTH...

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Marie Roslyn Lemme's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

November 27, 2024 - Present

LEMME INVESTMENT GROUP, LLC

RIA

CRD#: 332637

GLENVIEW, IL

Past

July 22, 2022 - December 16, 2024

B. RILEY WEALTH MANAGEMENT

CRD#: 2543

Glenview, IL

Past

September 13, 2020 - December 16, 2024

B. RILEY WEALTH ADVISORS, INC.

RIA

CRD#: 115927

GLENVIEW, IL

Past

September 13, 2020 - July 22, 2022

NATIONAL SECURITIES CORPORATION

CRD#: 7569

GLENVIEW, IL

Past

January 2, 2008 - September 24, 2020

FSIC

RIA

CRD#: 37813

GLENVIEW, IL

Past

January 2, 2008 - September 24, 2020

FSIC

CRD#: 37813

GLENVIEW, IL

Past

June 13, 2005 - December 31, 2007

LEMME INVESTMENT GROUP, INC.

RIA

CRD#: 135172

GLENVIEW, IL

Past

April 15, 2004 - December 31, 2007

WOLF FINANCIAL MANAGEMENT, LLC

RIA

CRD#: 44225

GLENVIEW, IL

Past

April 22, 2003 - December 13, 2007

KENILWORTH ASSET MANAGEMENT, LLC

RIA

CRD#: 123980

KENILWORTH, IL

Past

January 6, 2003 - December 31, 2007

WOLF FINANCIAL MANAGEMENT, LLC

CRD#: 44225

OAKBROOK TERRACE, IL

Past

May 22, 2001 - January 6, 2003

OGILVIE SECURITY ADVISORS CORPORATION

RIA

CRD#: 10105

LAKE FOREST, IL

Past

January 4, 2001 - January 6, 2003

OGILVIE SECURITY ADVISORS CORPORATION

CRD#: 10105

CHICAGO, IL

Past

October 7, 1999 - January 8, 2001

VERAVEST INVESTMENTS, INC.

CRD#: 3960

WORCESTER, MA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Illinois
(11/27/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 12/13/1999

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 10/6/1999

General Securities Representative Examination

Current Firm

LEMME INVESTMENT GROUP, LLC

CRD#: 332637 / SEC#:

Illinois

Registered Investment Advisory firm - (11/27/2024 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

Glenview, IL

Mailing Address

Phone number

(847) 729-8071

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	89
AUM (Assets Under Management)	$ 27,274,509

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Stephen Zahka

EDWARD JONES

IAR

Marlborough, MA

Frank Moore

UBS FINANCIAL SERVICES INC.

IAR

Greenwich, CT

Marshall Rosen

OSAIC WEALTH, INC.

IAR

Fort Lauderdale, FL

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Marie R. Lemme

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Marie Roslyn Lemme's CRS (Customer Relationship Summary).

Certified licenses

Experience

B. RILEY WEALTH MANAGEMENT

B. RILEY WEALTH ADVISORS, INC.

NATIONAL SECURITIES CORPORATION

FSIC

FSIC

LEMME INVESTMENT GROUP, INC.

WOLF FINANCIAL MANAGEMENT, LLC

KENILWORTH ASSET MANAGEMENT, LLC

WOLF FINANCIAL MANAGEMENT, LLC

OGILVIE SECURITY ADVISORS CORPORATION

OGILVIE SECURITY ADVISORS CORPORATION

VERAVEST INVESTMENTS, INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 12/13/1999

SIE

Date: 10/1/2018

Series 7

Date: 10/6/1999

Current Firm

LEMME INVESTMENT GROUP, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

LEMME INVESTMENT GROUP, LLC

TRUST BUT VERIFY

Similar Advisors