James E. Melchert
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
James Eugene Melchert, who also goes by Jim Eugene Melchert, was a registered financial professional .
James is a previously registered financial professional and started their career in finance in 2000. James had worked at 8 firms and has passed the Series 66 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 5, 2011 - December 31, 2012
RESOURCE HORIZONS INVESTMENT ADVISORY, INC.
October 2, 2009 - December 31, 2012
RESOURCE HORIZONS GROUP LLC
June 1, 2009 - October 9, 2009
INVESTORS CAPITAL CORP.
December 5, 2006 - October 9, 2009
INVESTORS CAPITAL CORP.
August 28, 2003 - December 8, 2006
EDWARD JONES
June 21, 2001 - August 27, 2003
CUNA BROKERAGE SERVICES, INC.
July 27, 2000 - August 27, 2003
CUNA BROKERAGE SERVICES, INC.
May 2, 2000 - July 21, 2000
INVESTMENT CENTERS OF AMERICA, INC.
February 2, 2000 - March 6, 2000
IDS LIFE INSURANCE COMPANY
February 2, 2000 - March 6, 2000
AMERIPRISE FINANCIAL SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
RESOURCE HORIZONS INVESTMENT ADVISORY, INC.
CRD#: 143384 / SEC#: 801-68068
Contact information
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
