Herbert M. Palm

HMP CAPITAL MANAGEMENT

San Antonio, TX 78212

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CRD#: 4010850

Professional summary

Herbert Mills Palm JR is a registered financial advisor currently at HMP CAPITAL MANAGEMENT, LLC located in San Antonio, Texas.

Herbert is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2009. Herbert has worked at 1 firm and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Herbert Mills Palm JR's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 7, 2011 - Present

HMP CAPITAL MANAGEMENT, LLC

Office #1: 745 E. Mulberry Suite 100, San Antonio, TX 78212

RIA

CRD#: 148850

San Antonio, TX

Past

February 9, 2009 - December 31, 2010

HMP CAPITAL MANAGEMENT, LLC

RIA

CRD#: 148850

DALLAS, TX

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Texas
(6/7/2011)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 6/30/2008

Uniform Investment Adviser Law Examination

Current Firm

HMP CAPITAL MANAGEMENT, LLC

CRD#: 148850 / SEC#:

Texas

Registered Investment Advisory firm - (6/7/2010 Approved)

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Contact information

Main Address

745 E. Mulberry Suite 100, San Antonio, TX 78212

Mailing Address

Phone number

(210) 820-3378

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	3
AUM (Assets Under Management)	$ 600,000

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Herbert M. Palm

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Herbert Mills Palm JR's CRS (Customer Relationship Summary).

Certified licenses

Experience

HMP CAPITAL MANAGEMENT, LLC

HMP CAPITAL MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 6/30/2008

Current Firm

HMP CAPITAL MANAGEMENT, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

HMP CAPITAL MANAGEMENT, LLC

TRUST BUT VERIFY

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