Michael A. Roberts
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michael Averon Roberts was a registered financial professional .
Michael is a previously registered financial professional and started their career in finance in 1969. Michael had worked at 2 firms and has passed the Series 1, Series 4 and F04 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 22, 1975 - November 20, 1989
ROBERTS & ROBERTS
February 13, 1969 - July 20, 1975
BACHER & CO INC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 7/9/1958
Registered Representative ExaminationF04
Date: 4/17/1975
Financial Principal ExaminationCurrent Firm
ROBERTS & ROBERTS
CRD#: 6856 / SEC#: , 8-18335
Contact information
Documents
Red Flags
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