Kenneth M. Roberts
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Kenneth Melvin Roberts was a registered financial professional .
Kenneth is a previously registered financial professional and started their career in finance in 1972. Kenneth had worked at 6 firms and has passed the Series 65, Series 63, PC, Series 1 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 1, 1995 - August 31, 2004
PARTNERS INVESTMENT NETWORK, INC.
September 6, 1994 - March 31, 2023
PALOUSE CAPITAL MANAGEMENT, INC.
July 31, 1993 - November 30, 1994
CITIGROUP GLOBAL MARKETS INC.
June 15, 1987 - July 31, 1993
LEHMAN BROTHERS INC.
September 11, 1973 - June 18, 1987
FOSTER & MARSHALL INC.
March 1, 1972 - September 20, 1973
WAMU INVESTMENTS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
PC
Date: 6/24/1977
AMEX Put and Call ExamSeries 1
Date: 2/26/1972
Registered Representative ExaminationCurrent Firm
PARTNERS INVESTMENT NETWORK, INC.
CRD#: 22423 / SEC#: , 8-39732
Contact information
Documents
Red Flags
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