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Stephen Michael Lukinovich

CRD# 4010240·Registered 1999 - 2023
Previously Registered: Being a previously registered professional could mean that Stephen is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Stephen Michael Lukinovich was a registered financial advisor. Stephen was a previously registered financial professional and started their career in finance 1999 - 2023. Stephen had worked at 7 firms and has passed the Series 66, SIE and Series 7 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

27 years in the financial services industry

Current & Past Employments

KESTRA ADVISORY SERVICES, LLC·CRD# 283330
RIA
Louisville, KY
March 26, 2019 - November 29, 2023
KESTRA INVESTMENT SERVICES, LLC·CRD# 42046
BD
Louisville, KY
March 26, 2019 - November 29, 2023
MWM ADVISORY·CRD# 166411
RIA
Louisville, KY
May 7, 2014 - March 11, 2019
LPL FINANCIAL LLC·CRD# 6413
RIA
Louisville, KY
February 2, 2005 - November 17, 2016
LPL FINANCIAL LLC·CRD# 6413
BD
Louisville, KY
February 2, 2005 - November 26, 2018
MONY SECURITIES CORPORATION·CRD# 4386
RIA
Louisville, KY
December 2, 2003 - January 13, 2005
MONY SECURITIES CORPORATION·CRD# 4386
BD
New York, NY
December 2, 2003 - January 13, 2005
TRUSTED SECURITIES ADVISORS CORP.·CRD# 24049
RIA
Louisville, KY
October 9, 2002 - December 2, 2003
TRUSTED SECURITIES ADVISORS CORP.·CRD# 24049
BD
New York, NY
September 16, 2002 - December 2, 2003
1ST GLOBAL CAPITAL CORP.·CRD# 30349
BD
Dallas, TX
December 1, 1999 - September 13, 2002

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Current Firm

KA
KESTRA ADVISORY SERVICES, LLC

KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC

CRD#: 283330 / SEC#: 801-56126
RIA
Registered Investment Advisory firm - SEC (12/31/1998 Approved)

Contact Information

Main Address

5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735

Phone Number

(844) 553-7872

# of Employees

1,359

SEC notice filing (53 States and Territories)

Registered to provide investment advisory services in 53 US states and territories.

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

KESTRA ADVISORY SERVICES, LLC BROCHURE (RETAIL CLIENTS) (9/22/2026)

Regulatory Assets Under Management

Total Number of Accounts

192,439

AUM (Assets Under Management)

$79,798,091,767

Accountant Surprise Examination Report

Filing DateForm ADV-E CoverForm ADV-E Report
12/01/2025Cover PageReport
12/23/2024Cover PageReport
10/20/2023Cover PageReport

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Business Name: Grace Fellowship Church Investment Related: No Address: 858 Georgetown Lanesville Road Georgetown IN 47122 Nature of Business: Board Position (Board of Directors, Board of Trustees, etc.) Position, Title or Relationship: Treasurer and Trustee Start Date: 6/1/2004 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: Treasurer & TrusteeBusiness Name: Kestra Advisory Services LLC Investment Related: Yes Address: 5707 Southwest Parkway, Building 2, Suite 400 Austin TX 78735 Nature of Business: Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: Investment Advisor Representative Start Date: 3/1/2019 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: Investment Advisor RepresentativeBusiness Name: KY CCIJM Investment Related: No Address: PO Box 6747 Louisville KY 40206 Nature of Business: Board Position (Board of Directors, Board of Trustees, etc.); Community/Charitable/Civic Volunteer (Non-Leadership Position) Position, Title or Relationship: Treasurer Start Date: 1/1/2007 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: I oversee the Financial Statements and the Budget; I do not have access to the checking account or check signing authorityBusiness Name: MCM CPA's & Advisors, LLP Investment Related: No Address: 7\702 North Shore Drive Jeffersonville IN 47130 Nature of Business: Tax/Accounting/CPA Position, Title or Relationship: Tax Partner, Location Leader, Real Estate and Transportation Leader Start Date: 12/1/1995 Hours per month: 100%+ (More than 160 hours) Hours per month during trading hours: Up to 100% (0 to 160 hours) Duties: Tax accounting, preparation, consultingBusiness Name: ULI KY Chapter Investment Related: No Address: 2001 L Street NW 200 Washington DC DC 20036 Nature of Business: Board Position (Board of Directors, Board of Trustees, etc.); Community/Charitable/Civic Volunteer (Non-Leadership Position) Position, Title or Relationship: Treasurer of the KY ULI Chapter Start Date: 1/1/2016 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: Over see Financial Statements and BudgetBusiness Name: Meritrust Holdings, LLC Investment Related: Yes Address: 462 South Fourth Street Louisville KY 40202 Nature of Business: Registered Rep Activities through Kestra Investment Services, LLC using a DBA name; Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: Member Start Date: 1/1/2001 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: Referral Partner

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Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
KA
KESTRA ADVISORY SERVICES, LLC

KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC

CRD#: 283330 / SEC#: 801-56126
RIA
Registered Investment Advisory firm - SEC (12/31/1998 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 66 — Uniform Combined State Law Examination

Passed Jul 2000About the Series 66 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Nov 1999About the Series 7 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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