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Albert Martins

CRD# 4010200·Registered 2003 - 2014
Previously Registered: Being a previously registered professional could mean that Albert is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Albert Martins, who also goes by Al N Martins, Al Martins, Albert N Martins, was a registered financial advisor. Albert was a previously registered financial professional and started their career in finance 2003 - 2014. Albert had worked at 11 firms and has passed the Series 63, SIE and Series 7 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Al N Martins, Al Martins, Albert N Martins

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

23 years in the financial services industry

Current & Past Employments

WINDSOR STREET CAPITAL, LP·CRD# 34171
BD
New York, NY
December 10, 2013 - November 26, 2014
MORGAN WILSHIRE SECURITIES, INC.·CRD# 44807
BD
Garden City, NY
October 1, 2012 - January 13, 2014
GARDEN STATE SECURITIES, INC.·CRD# 10083
BD
New York, NY
March 23, 2012 - October 2, 2012
MSI FINANCIAL SERVICES, INC.·CRD# 14251
BD
Hauppauge, NY
March 8, 2010 - March 11, 2011
ROCKWELL GLOBAL CAPITAL LLC·CRD# 142485
BD
Lakemary, FL
February 19, 2009 - December 8, 2009
NEWBRIDGE SECURITIES CORPORATION·CRD# 104065
BD
Melville, NY
September 22, 2008 - February 6, 2009
PAULSON INVESTMENT COMPANY LLC·CRD# 5670
BD
Melville, NY
May 12, 2006 - June 5, 2008
NATIONAL SECURITIES CORPORATION·CRD# 7569
BD
Melville, NY
August 22, 2005 - May 15, 2006
SUMMIT BROKERAGE SERVICES, INC.·CRD# 34643
BD
Boca Raton, FL
February 3, 2005 - September 2, 2005
GUNNALLEN FINANCIAL, INC·CRD# 17609
BD
Tampa, FL
August 27, 2003 - February 9, 2005
BENCHMARK SECURITIES GROUP, INC.·CRD# 103760
BD
Oklahoma City, OK
May 8, 2003 - September 12, 2003

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Current Firm

WS
WINDSOR STREET CAPITAL, LP

JANSSEN-MEYERS ASSOCIATES, L.P. | WINDSOR STREET CAPITAL, LP | ROAN/MEYERS ASSOCIATES, L.P. | ROAN-MEYERS ASSOCIATES, LP | MEYERS ASSOCIATES, L.P.

CRD#: 34171 / SEC#: 8-46219
BD
Cancelled by SEC on 02/05/2020

Contact Information

Established

New York since 04/01/1993

Firm Type

Partnership

Fiscal Year End

December

Documents

Direct owners and executive officers

NamePositionCRD#
MEYERS SECURITIES CORP.GENERAL PARTNER—

Disclosures

Regulatory Event

37

Arbitration

15

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed May 2003About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Nov 2014About the SIE exam

Series 7 — General Securities Representative Examination

Passed May 2003About the Series 7 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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