Albert Martins
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Albert Martins, who also goes by Al N Martins, Al Martins, Albert N Martins, was a registered financial professional .
Albert is a previously registered financial professional and started their career in finance in 2003. Albert had worked at 11 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 10, 2013 - November 26, 2014
WINDSOR STREET CAPITAL, LP
October 1, 2012 - January 13, 2014
MORGAN WILSHIRE SECURITIES, INC.
March 23, 2012 - October 2, 2012
GARDEN STATE SECURITIES, INC.
March 8, 2010 - March 11, 2011
MSI FINANCIAL SERVICES, INC.
February 19, 2009 - December 8, 2009
ROCKWELL GLOBAL CAPITAL LLC
September 22, 2008 - February 6, 2009
NEWBRIDGE SECURITIES CORPORATION
May 12, 2006 - June 5, 2008
PAULSON INVESTMENT COMPANY LLC
August 22, 2005 - May 15, 2006
NATIONAL SECURITIES CORPORATION
February 3, 2005 - September 2, 2005
SUMMIT BROKERAGE SERVICES, INC.
August 27, 2003 - February 9, 2005
GUNNALLEN FINANCIAL, INC
May 8, 2003 - September 12, 2003
BENCHMARK SECURITIES GROUP, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
WINDSOR STREET CAPITAL, LP
CRD#: 34171 / SEC#: , 8-46219
Contact information
Documents
Disclosures
| Regulatory Event | 37 |
| Arbitration | 15 |
Red Flags
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