Brian J. Harper

HARPER ASSET MANAGEMENT

LONGMONT, CO 80501

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CRD#: 4010044

Professional summary

Brian James Harper, who also goes by Brian James Harper Mr, is a registered financial advisor currently at HARPER ASSET MANAGEMENT, LLC located in Longmont, Colorado.

Brian is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1999. Brian has worked at 4 firms and has passed the Series 66, Series 31 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Brian James Harper Mr

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

THE STEPHAN COMPANY; INVESTMENT-RELATED; WILLIAMSPORT, PA; BOARD MEMBER; 2016; APPROXIMATELY 8 HRS/MO; BOARD MEMBER & CHAIRMAN.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Brian James Harper's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 26, 2025 - Present

HARPER ASSET MANAGEMENT, LLC

Office #1: 712 Main St, Longmont, CO 80501

RIA

CRD#: 334492

LONGMONT, CO

Past

October 28, 2020 - May 5, 2025

INLIGHT WEALTH

RIA

CRD#: 289908

LONGMONT, CO

Past

April 1, 2004 - December 31, 2020

HARPER ASSET MANAGEMENT, LLC

RIA

CRD#: 116213

LONGMONT, CO

Past

December 9, 1999 - June 18, 2001

MORGAN STANLEY DW INC.

CRD#: 7556

PURCHASE, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Colorado
(1/26/2025)

IAR

Georgia
(4/29/2025)

IAR

Texas
(2/25/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 1/20/2000

Uniform Combined State Law Examination

General Industry/Product Exam

Series 31

Date: 12/13/1999

Futures Managed Funds Examination

General Industry/Product Exam

Series 7

Date: 12/8/1999

General Securities Representative Examination

Current Firm

HARPER ASSET MANAGEMENT, LLC

CRD#: 334492 / SEC#:

Colorado

Registered Investment Advisory firm - (1/24/2025 Approved)

Georgia

Registered Investment Advisory firm - (4/29/2025 Approved)

Texas

Registered Investment Advisory firm - (2/6/2025 Conditional Restricted)

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Contact information

Main Address

712 Main St, Longmont, CO 80501

Mailing Address

Phone number

(404) 451-7432

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	221
AUM (Assets Under Management)	$ 42,800,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Brian J. Harper

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Brian James Harper's CRS (Customer Relationship Summary).

Certified licenses

Experience

HARPER ASSET MANAGEMENT, LLC

INLIGHT WEALTH

HARPER ASSET MANAGEMENT, LLC

MORGAN STANLEY DW INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 1/20/2000

Series 31

Date: 12/13/1999

Series 7

Date: 12/8/1999

Current Firm

HARPER ASSET MANAGEMENT, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

HARPER ASSET MANAGEMENT, LLC

TRUST BUT VERIFY

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