Jon P. Guerra
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jon Paul Guerra was a registered financial professional .
Jon is a previously registered financial professional and started their career in finance in 1999. Jon had worked at 6 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 2, 2009 - March 26, 2015
USAA FINANCIAL PLANNING SERVICES
November 30, 2007 - December 31, 2008
USAA INVESTMENT SERVICES COMPANY
November 30, 2007 - January 2, 2008
USAA INVESTMENT SERVICES COMPANY
January 6, 2005 - December 7, 2007
USAA FINANCIAL PLANNING SERVICES
January 3, 2005 - March 26, 2015
USAA FINANCIAL ADVISORS, INC.
January 2, 2001 - June 29, 2004
LPL FINANCIAL LLC
October 7, 1999 - May 18, 2000
IDS LIFE INSURANCE COMPANY
October 7, 1999 - May 18, 2000
AMERIPRISE FINANCIAL SERVICES, LLC
State Registrations and Notice Filings
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Exams
Current Firm
USAA FINANCIAL PLANNING SERVICES
CRD#: 106352 / SEC#: 801-53347
Contact information
Red Flags
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