Jennifer K. Jones
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jennifer Kaye Jones, who also goes by Jennifer Kaye Ellington, Jennifer Kaye Vansant, was a registered financial professional .
Jennifer is a previously registered financial professional and started their career in finance in 1999. Jennifer had worked at 3 firms and has passed the Series 6 exam.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 17, 2018 - December 31, 2019
EF HUTTON INVESTMENTS LLC
November 16, 1999 - March 30, 2001
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY
November 16, 1999 - March 30, 2001
OSAIC FA, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
EF HUTTON INVESTMENTS LLC
CRD#: 285108 / SEC#: 801-108464
Contact information
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
