Christopher M. Sheehan

FLAGSHIP HARBOR ADVISORS

MARSHFIELD, MA 02050

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CRD#: 4009123

Professional summary

Christopher Michael Sheehan, CFP® is a registered financial advisor currently at FLAGSHIP HARBOR ADVISORS, LLC located in Marshfield, Massachusetts and LPL FINANCIAL LLC located in Marshfield, Massachusetts.

Christopher is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2000. Christopher has worked at 12 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

What are your service offerings?

Retirement Planning

Estate Planning

Business Succession Planning

Insurance Planning

Tax Planning

Elder Care

Investment Planning

Employee and Employer Plan Ben...

Divorce Planning

Education Planning

Comprehensive Financial Planni...

What is your minimum asset requirement?

250K

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. 2/10/2015 - No Business Name - Not Investment Related - other-Attorney - Attorney license only- no active practice. 2. 2/10/2015 - Rising Tide Capital - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business). 3. 2/10/2015 - Rising Tide Wealth Management - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Time Spent 100%. 4. 8/16/2016 - Flagship Harbor Advisors - DBA: Rising Tide Capital - Investment Related - Registered Investment Advisor DBA - IAR - Started 02/12/2015 - Time Spent 90%. 5. 8/25/2016 - Flagship Harbor Advisors - DBA: Flagship Harbor Advisors - Investment Related - At Reported Business Location(s) - Registered Investment Advisor - IAR - START DATE 2/1/2015 - Time Spent 50% - I provide investment advisory services through "Flagship Harbor Advisors", an independent investment advisor firm. I started this business activity in 2/12/2015. I expect to spend approximately 90 percent of time spent on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 6. 1/12/2018 - Flagship Harbor Advisors - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 01/01/2018 - 40 Hours Per Month During Securities Trading. 7. 9/22/2023: No business name; At reported business location(s); Non-Variable Insurance; Inv. related; start date 2/9/2015; 10hrs/mo.; 5hrs during trading.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Christopher Michael Sheehan's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2011

Experience

Current

February 23, 2015 - Present

FLAGSHIP HARBOR ADVISORS, LLC

Office #1: 769 Plain Street Suite L, Marshfield, MA 02050

RIA

CRD#: 155733

MARSHFIELD, MA

Current

February 12, 2015 - Present

LPL FINANCIAL LLC

Office #1: 769 Plain St Ste L, Marshfield, MA 02050

RIA

CRD#: 6413

Marshfield, MA

Past

January 8, 2013 - July 8, 2014

PEOPLE'S SECURITIES, INC.

RIA

CRD#: 13704

BOSTON, MA

Past

January 1, 2013 - July 8, 2014

PEOPLE'S SECURITIES, INC.

CRD#: 13704

BOSTON, MA

Past

August 13, 2008 - December 31, 2010

INVESTMENT PROFESSIONALS, INC.

RIA

CRD#: 30184

WAREHAM, MA

Past

August 5, 2008 - December 31, 2010

INVESTMENT PROFESSIONALS, INC.

CRD#: 30184

WAREHAM, MA

Past

March 21, 2007 - July 31, 2007

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

BRAINTREE, MA

Past

January 3, 2007 - March 28, 2007

FIRST ALLIED ADVISORY SERVICES, INC.

RIA

CRD#: 137888

BRAINTREE, MA

Past

March 21, 2006 - December 3, 2008

SHEEHAN GORELIK LLC

RIA

CRD#: 139709

CARLISLE, MA

Past

July 23, 2003 - January 3, 2007

FFP ADVISORY SERVICES INC

RIA

CRD#: 110778

BRAINTREE, MA

Past

July 21, 2003 - March 28, 2007

FFP SECURITIES, INC.

CRD#: 16337

HYANNIS, MA

Past

April 14, 2003 - October 30, 2003

SHEEHAN ELDER PLANNING, INC.

RIA

CRD#: 125770

BRAINTREE, MA

Past

November 9, 2001 - October 21, 2003

EASTERN POINT ADVISORS INC.

RIA

CRD#: 107123

BRAINTREE, MA

Past

June 26, 2000 - July 18, 2003

INVESTORS CAPITAL CORP.

CRD#: 30613

LYNNFIELD, MA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

FLAGSHIP HARBOR ADVISORS, LLC

CRD#: 155733 / SEC#: 801-71997

RIA

Registered Investment Advisory firm - (12/8/2010 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Arizona
(5/4/2021)

California
(9/27/2023)

Florida
(3/27/2015)

Maine
(5/4/2021)

Massachusetts
(2/12/2015)

IAR

Massachusetts
(2/23/2015)

New Hampshire
(11/20/2020)

New Jersey
(5/4/2021)

New York
(5/4/2021)

Rhode Island
(5/4/2021)

South Dakota
(5/4/2021)

Texas
(5/4/2021)

Virginia
(8/30/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 12/16/1999

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 6/21/2000

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

FLAGSHIP HARBOR ADVISORS, LLC

CRD#: 155733 / SEC#: 801-71997

RIA

Registered Investment Advisory firm - (12/8/2010 Approved)

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Contact information

Main Address

346 Commercial Street, Boston, MA 02109

Mailing Address

Phone number

(857) 350-4229

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (37 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FLAGSHIP HARBOR ADVISORS, LLC DISCLOSURE BROCHURE (1/29/2025)

FLAGSHIP HARBOR ADVISORS, LLC WRAP FEE BROCHURE (1/29/2025)

Regulatory assets under management

Total Number of Accounts	13,382
AUM (Assets Under Management)	$ 3,008,478,711

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

(xxx) xxx-xxxx

xxxxx@xxxx.xxx

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Advisor Monitoring

Firm Stability Insights

Christopher M. Sheehan

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Christopher Michael Sheehan's CRS (Customer Relationship Summary).

Certified licenses

Experience

LPL FINANCIAL LLC

PEOPLE'S SECURITIES, INC.

PEOPLE'S SECURITIES, INC.

INVESTMENT PROFESSIONALS, INC.

INVESTMENT PROFESSIONALS, INC.

AMERIPRISE FINANCIAL SERVICES, LLC

FIRST ALLIED ADVISORY SERVICES, INC.

SHEEHAN GORELIK LLC

FFP ADVISORY SERVICES INC

FFP SECURITIES, INC.

SHEEHAN ELDER PLANNING, INC.

EASTERN POINT ADVISORS INC.

INVESTORS CAPITAL CORP.

Primary Firm SEC Registration

FLAGSHIP HARBOR ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 12/16/1999

SIE

Date: 10/1/2018

Series 7

Date: 6/21/2000

FINRA

Current Firm

FLAGSHIP HARBOR ADVISORS, LLC

Contact information

SEC notice filing (37 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

FLAGSHIP HARBOR ADVISORS, LLC

TRUST BUT VERIFY

Contact information

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