Benjamin B. Wu
Professional summary
Benjamin Bin-lun Wu, who also goes by Benjamin Wu, is a registered financial professional currently at FINALIS SECURITIES LLC located in New York, New York.
Benjamin is registered as a RR (Registered Representative) and started their career in finance in 1999. Benjamin has worked at 3 firms and has passed the Series 63, Series 79TO, SIE and Series 7 exams.
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Benjamin Bin-lun Wu's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 16, 2026 - Present
FINALIS SECURITIES LLC
Office #1: 450 Lexington Ave., New York, NY 10017January 18, 2002 - October 14, 2003
SOLOMON PARTNERS SECURITIES, LLC
September 24, 1999 - May 15, 2000
BROADVIEW INTERNATIONAL LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 79TO
Date: 7/16/2026
Investment Banking Registered Representative ExaminationFINRA
Current Firm
FINALIS SECURITIES LLC
CRD#: 305908 / SEC#: , 8-70425
Contact information
FINRA licenses (53 States and Territories)
Red Flags
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