Edward R. Parks

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CRD#: 4008760

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Edward Roosevelt Parks Jr., who also goes by Ed Roosevelt Parks Jr., Edward Roosevelt Parks Jr, Edward Roosevelt Parks, Edward Parks, Edward Roosevelt Parks Jr., was a registered financial professional .

Edward is a previously registered financial professional and started their career in finance in 1999. Edward had worked at 12 firms and has passed the Series 66, Series 63, Series 52TO, SIE, Series 7, Series 53, Series 4 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Ed Roosevelt Parks Jr. | Edward Roosevelt Parks Jr | Edward Roosevelt Parks | Edward Parks | Edward Roosevelt Parks Jr.

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. 08/26/2025 - Prudential Advisors - DBA for LPL Business (entity for LPL business) - INV REL - Mableton, GA - Start Date 08/26/2025 - 160 HRS/MO | 160 HRS/MO DURING TRADING 2. 08/26/2025 - EDWARD PARKS JR N/A Non-Variable Insurance - Non-Variable Insurance/Insurance Agency - INV REL - Mableton, GA - Start Date 08/26/2025 - 160 HRS/MO | 160 HRS/MO DURING TRADING 3. 08/26/2025 - The Parks Management Group, LLC - Business Owner - NOT INV REL - Mableton, GA - Start Date 11/01/2006 - 10 HRS/MO | 1 HR/MO DURING TRADING 4. 08/26/2025 - The Parks Management Group, LLC - Real Estate Rental - INV REL - Mableton, GA - Start Date 11/01/2006 - 10 HRS/MO | 1 HR/MO DURING TRADING

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

August 28, 2025 - October 9, 2025

LPL ENTERPRISE, LLC

RIA

CRD#: 8733

ATLANTA, GA

Past

August 27, 2025 - October 9, 2025

LPL ENTERPRISE, LLC

CRD#: 8733

ATLANTA, GA

Past

December 22, 2022 - August 18, 2025

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

RIA

CRD#: 149018

Mableton, GA

Past

December 20, 2022 - August 18, 2025

RAYMOND JAMES FINANCIAL SERVICES, INC.

CRD#: 6694

ST. PETERSBURG, FL

Past

June 29, 2022 - August 18, 2025

RAYMOND JAMES & ASSOCIATES, INC.

RIA

CRD#: 705

Mableton, GA

Past

June 27, 2022 - August 18, 2025

RAYMOND JAMES & ASSOCIATES, INC.

CRD#: 705

ST. PETERSBURG, FL

Past

July 16, 2014 - June 15, 2022

FSC SECURITIES CORPORATION

RIA

CRD#: 7461

ATLANTA, GA

Past

July 15, 2014 - June 15, 2022

FSC SECURITIES CORPORATION

CRD#: 7461

ATLANTA, GA

Past

December 2, 2010 - July 10, 2014

TRUIST INVESTMENT SERVICES, INC.

RIA

CRD#: 17499

ATLANTA, GA

Past

November 17, 2010 - July 10, 2014

TRUIST INVESTMENT SERVICES, INC.

CRD#: 17499

ATLANTA, GA

Past

May 8, 2006 - October 30, 2009

COLONIAL ASSET MANAGEMENT INC

RIA

CRD#: 108950

MONTGOMERY, AL

Past

April 24, 2006 - November 13, 2009

COLONIAL BROKERAGE, INC.

CRD#: 111668

MONTGOMERY, AL

Past

June 21, 2005 - April 5, 2006

PFS INVESTMENTS INC.

CRD#: 10111

DULUTH, GA

Past

April 16, 2003 - May 13, 2005

FSC SECURITIES CORPORATION

RIA

CRD#: 7461

ATLANTA, GA

Past

April 16, 2003 - May 19, 2005

ADVANTAGE CAPITAL CORPORATION

RIA

CRD#: 146

ATLANTA, GA

Past

January 28, 2002 - May 19, 2005

ADVANTAGE CAPITAL CORPORATION

CRD#: 146

ATLANTA, GA

Past

April 26, 2000 - May 13, 2005

FSC SECURITIES CORPORATION

CRD#: 7461

ATLANTA, GA

Past

January 10, 2000 - April 25, 2000

MML INVESTORS SERVICES, LLC

CRD#: 10409

SPRINGFIELD, MA

Past

November 9, 1999 - December 2, 1999

EDWARD JONES

CRD#: 250

ST. LOUIS, MO

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

LPL ENTERPRISE, LLC

CRD#: 8733 / SEC#: 801-130883, 8-26037

RIA

Registered Investment Advisory firm - SEC (8/7/2024 Approved)

California

Registered Investment Advisory firm - SEC (11/29/2020 Terminated)

Ohio

Registered Investment Advisory firm - SEC (4/1/2023 Terminated)

Pennsylvania

Registered Investment Advisory firm - SEC (4/7/2023 Terminated)

Broker-Dealer Firm Regulated by FINRA (Atlanta district office)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 11/26/2002

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 11/10/1999

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 52TO

Date: 1/2/2023

Municipal Securities Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 11/8/1999

General Securities Representative Examination

Principal/Supervisory Exam

Series 53

Date: 5/29/2003

Municipal Securities Principal Examination

Principal/Supervisory Exam

Series 4

Date: 10/8/2002

Registered Options Principal Examination

Principal/Supervisory Exam

Series 24

Date: 5/12/2000

General Securities Principal Examination

Current Firm

LPL ENTERPRISE, LLC

CRD#: 8733 / SEC#: 801-130883, 8-26037

RIA

Registered Investment Advisory firm - SEC (8/7/2024 Approved)

California

Registered Investment Advisory firm - SEC (11/29/2020 Terminated)

Ohio

Registered Investment Advisory firm - SEC (4/1/2023 Terminated)

Pennsylvania

Registered Investment Advisory firm - SEC (4/7/2023 Terminated)

Broker-Dealer Firm Regulated by FINRA (Atlanta district office)

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Contact information

Main Address

1055 Lpl Way, Fort Mill, SC 29715

Mailing Address

1055 Lpl Way, Fort Mill, SC 29715

Phone number

(704) 733-3300

Established

Delaware since 05/25/2023

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Large

# of Employees

4,650

SEC notice filing (53 States and Territories)

FINRA licenses (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Customer Relationship Summary (CRS / FINRA)

Latest Form ADV

Part 2 Brochures

A58 LPLE (3/31/2025)

Direct owners and executive officers

Name	Position	CRD#
LPL HOLDINGS, INC.	MANAGING MEMBER
HORAN-ADAMS, KIRBY LEPAK	CHIEF EXECUTIVE OFFICER. PRESIDENT	5097259
MALFITANO, STEVEN THOMAS	PRINCIPAL FINANCIAL OFFICER AND PRINCIPAL OPERATIONS OFFICER, FINOP	3178848
MORRISON, STEVEN PHILIP	SECRETARY	4529345
SHEEHAN, RICHARD STEVEN	SVP, CHIEF COMPLIANCE OFFICER	3096567

Regulatory assets under management

Total Number of Accounts	114,002
AUM (Assets Under Management)	$ 18,862,098,900

Disclosures

Regulatory Event

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
06/25/2025	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Edward R. Parks

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

LPL ENTERPRISE, LLC

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

RAYMOND JAMES FINANCIAL SERVICES, INC.

RAYMOND JAMES & ASSOCIATES, INC.

RAYMOND JAMES & ASSOCIATES, INC.

FSC SECURITIES CORPORATION

FSC SECURITIES CORPORATION

TRUIST INVESTMENT SERVICES, INC.

TRUIST INVESTMENT SERVICES, INC.

COLONIAL ASSET MANAGEMENT INC

COLONIAL BROKERAGE, INC.

PFS INVESTMENTS INC.

FSC SECURITIES CORPORATION

ADVANTAGE CAPITAL CORPORATION

ADVANTAGE CAPITAL CORPORATION

FSC SECURITIES CORPORATION

MML INVESTORS SERVICES, LLC

EDWARD JONES

Primary Firm SEC Registration

LPL ENTERPRISE, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 11/26/2002

Series 63

Date: 11/10/1999

Series 52TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 7

Date: 11/8/1999

Series 53

Date: 5/29/2003

Series 4

Date: 10/8/2002

Series 24

Date: 5/12/2000

Current Firm

LPL ENTERPRISE, LLC

Contact information

SEC notice filing (53 States and Territories)

FINRA licenses (53 States and Territories)

Documents

Part 2 Brochures

Direct owners and executive officers

Regulatory assets under management

Disclosures

Accountant surprise examination report

Red Flags

Company Information

LPL ENTERPRISE, LLC

TRUST BUT VERIFY

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