Edward Parks
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Edward Parks Jr., who also goes by Ed Roosevelt Parks Jr., Edward Roosevelt Parks Jr, Edward Roosevelt Parks, Edward Roosevelt Parks Jr., Edward Parks, was a registered financial professional .
Edward is a previously registered financial professional and started their career in finance in 1999. Edward had worked at 14 firms and has passed the Series 66, Series 63, Series 99TO, Series 52TO, SIE, Series 7, Series 53, Series 4 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 24, 2026 - May 7, 2026
WEDBUSH SECURITIES INC.
March 23, 2026 - May 7, 2026
WEDBUSH SECURITIES INC.
December 10, 2025 - March 17, 2026
NYLIFE SECURITIES LLC
August 28, 2025 - October 9, 2025
LPL ENTERPRISE, LLC
August 27, 2025 - October 9, 2025
LPL ENTERPRISE, LLC
December 22, 2022 - August 18, 2025
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
December 20, 2022 - August 18, 2025
RAYMOND JAMES FINANCIAL SERVICES, INC.
June 29, 2022 - August 18, 2025
RAYMOND JAMES & ASSOCIATES, INC.
June 27, 2022 - August 18, 2025
RAYMOND JAMES & ASSOCIATES, INC.
July 16, 2014 - June 15, 2022
FSC SECURITIES CORPORATION
July 15, 2014 - June 15, 2022
FSC SECURITIES CORPORATION
December 2, 2010 - July 10, 2014
TRUIST INVESTMENT SERVICES, INC.
November 17, 2010 - July 10, 2014
TRUIST INVESTMENT SERVICES, INC.
May 8, 2006 - October 30, 2009
COLONIAL ASSET MANAGEMENT INC
April 24, 2006 - November 13, 2009
COLONIAL BROKERAGE, INC.
June 21, 2005 - April 5, 2006
PFS INVESTMENTS INC.
April 16, 2003 - May 13, 2005
FSC SECURITIES CORPORATION
April 16, 2003 - May 19, 2005
ADVANTAGE CAPITAL CORPORATION
January 28, 2002 - May 19, 2005
ADVANTAGE CAPITAL CORPORATION
April 26, 2000 - May 13, 2005
FSC SECURITIES CORPORATION
January 10, 2000 - April 25, 2000
MML INVESTORS SERVICES, LLC
November 9, 1999 - December 2, 1999
EDWARD JONES
Primary Firm SEC Registration
WEDBUSH SECURITIES INC.
CRD#: 877 / SEC#: 801-6358, 8-12987
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 99TO
Date: 3/23/2026
Operations Professional ExaminationSeries 52TO
Date: 1/2/2023
Municipal Securities Representative ExaminationCurrent Firm
WEDBUSH SECURITIES INC.
CRD#: 877 / SEC#: 801-6358, 8-12987
Contact information
SEC notice filing (53 States and Territories)
FINRA licenses (52 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| WEDBUSH FINANCIAL SERVICES, LLC | OWNER | |
| BILLINGS, DANIEL ERIC | EXECUTIVE VICE PRESIDENT, CHIEF FINANCIAL OFFICER, DIRECTOR | 4568232 |
| BLAND, GEOFFREY CONOR | DIRECTOR | 7358773 |
| DEMPSEY, FRANCIS BURKE | EXECUTIVE VICE PRESIDENT | 2428325 |
| DRUCH, ANDREW WALTER | EXECUTIVE VICE PRESIDENT, GENERAL COUNSEL, CHIEF ADMINISTRATIVE OFFICER, DIRECTOR | 1688071 |
| FITZSIMMONS, ROBERT GERARD | EXECUTIVE VICE PRESIDENT | 1878661 |
| FRAUNCES, KIRSTEN CAMPBELL | EXECUTIVE VICE PRESIDENT | 2933930 |
| HULTGREN, DONALD WAYNE | EXECUTIVE CHAIR, DIRECTOR | 1475369 |
| MONE, CHRISTOPHER MICHAEL | EXECUTIVE VICE PRESIDENT | 2401952 |
| PARRODE, RODRIGO NMN | EVP, CHIEF OPERATING OFFICER | 4905345 |
| PASET, ROBERT EDWARD | EXECUTIVE VICE PRESIDENT | 1055902 |
| PRESTON, ERIN KATHLEEN | CHIEF COMPLIANCE OFFICER | 5314250 |
| WEDBUSH, GARY LANCE | PRESIDENT, DIRECTOR | 2234455 |
Regulatory assets under management
| Total Number of Accounts | 10,048 |
| AUM (Assets Under Management) | $ 5,684,848,455 |
Disclosures
| Regulatory Event | 147 |
| Civil Event | 3 |
| Arbitration | 60 |
| Bond | 1 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/19/2025 | ||
| 10/28/2024 | ||
| 04/26/2024 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
