Fernando Fernandez
Professional summary
Fernando Fernandez was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Fernando is a previously registered financial professional and started their career in finance in 2000. Prior to being barred, Fernando had worked at 3 firms, which includes LH ROSS & COMPANY INC., FLORIDA DISCOUNT SECURITIES INC., EMERSON BENNETT & ASSOCIATES.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 12, 2002 - March 17, 2005
LH ROSS & COMPANY, INC.
September 18, 2000 - October 1, 2002
FLORIDA DISCOUNT SECURITIES, INC.
January 2, 2000 - April 27, 2000
EMERSON BENNETT & ASSOCIATES
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
LH ROSS & COMPANY, INC.
CRD#: 37920 / SEC#: , 8-47990
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| LH ROSS HOLDING CORP. | PARENT COMPANY | |
| MICHELIN, FRANKLYN ROSS | PRESIDENT | 2459180 |
Disclosures
| Regulatory Event | 31 |
| Arbitration | 15 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
