Witaly Derby
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Witaly Derby, who also goes by Wit Derby, was a registered financial professional .
Witaly is a previously registered financial professional and started their career in finance in 1999. Witaly had worked at 4 firms and has passed the Series 63, Series 79TO, Series 82TO, SIE, Series 79 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 18, 2024 - April 3, 2026
KINGSROCK SECURITIES LLC
January 5, 2021 - November 5, 2021
MUFG SECURITIES AMERICAS INC.
February 27, 2018 - June 12, 2020
CITIZENS CAPITAL MARKETS
December 17, 1999 - November 28, 2007
J.P. MORGAN SECURITIES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 79TO
Date: 2/15/2025
Investment Banking Registered Representative ExaminationSeries 82TO
Date: 12/18/2024
Limited Representative-Private Securities OfferingsCurrent Firm
KINGSROCK SECURITIES LLC
CRD#: 325143 / SEC#: , 8-71064
Contact information
FINRA licenses (6 States and Territories)
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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