John Frank Steinegger
Professional Summary
John Frank Steinegger, who also goes by John Frank Steinegger III, John Frank Steinegger, is a registered financial advisor currently at BASEROCK CAPITAL, LLC located in Denver, Colorado. John is registered as a RR (Registered Representative) and started their career in finance in 2010. John has worked at 3 firms and has passed the Series 63, SIE, Series 79, Series 27 and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
John Frank Steinegger Iii, John Frank Steinegger
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures on record.
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Years of Experience
16 years in the financial services industry
Current & Past Employments
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Current Firm
BASEROCK CAPITAL, LLC
Contact Information
Main Address
1600 Wynkoop Street Suite 200, Denver, CO 80202Mailing Address
1600 Wynkoop Street Suite 200, Denver, CO 80202Phone Number
(720) 853-4231Established
Colorado since 10/06/2023Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
SmallFINRA licenses (2 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Documents
Direct owners and executive officers
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(6/3/2025)
(11/17/2025)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 79 — Investment Banking Registered Representative Examination
Passed Aug 2010About the Series 79 examSRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view John Frank Steinegger's CRS (Customer Relationship Summary).
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