John F. Steinegger
Professional summary
John Frank Steinegger III, who also goes by John Frank Steinegger III, John Frank Steinegger, is a registered financial professional currently at BASEROCK CAPITAL, LLC located in Denver, Colorado.
John is registered as a RR (Registered Representative) and started their career in finance in 2010. John has worked at 3 firms and has passed the Series 63, SIE, Series 79, Series 27 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view John Frank Steinegger III's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 17, 2024 - Present
BASEROCK CAPITAL, LLC
Office #1: 1144 15th Street Suite 3290, Denver, CO 80202Office #2: 1144 15th Street Suite 3290, Denver, CO 80202March 13, 2012 - August 11, 2023
FMI CAPITAL ADVISORS, INC.
August 30, 2010 - December 8, 2011
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(6/3/2025)
(11/17/2025)
Exams
FINRA
Current Firm
BASEROCK CAPITAL, LLC
CRD#: 328592 / SEC#: , 8-71191
Contact information
FINRA licenses (1 States and Territories)
Documents
Red Flags
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