David W. Serfass

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CRD#: 4008458

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

David Wilson Serfass was a registered financial professional .

David is a previously registered financial professional and started their career in finance in 1999. David had worked at 4 firms and has passed the Series 63, SIE and Series 6 exams.

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1 -- 5/2000-PRESENT; SERFASS & SERFASS PC; 2010 W. BROAD ST. BETHLEHEM, PA 18018; PRESIDENT CPA; TAX AND ACCOUNTING PROJECT; 75%; SALARY. 2 -- LATITUDE ADVISORS, LLC, INVESTMENT ADVISOR REPRESENTATIVE, 2010 W. BROAD STREET, BETHLEHEM, PA 18018, START DATE: 01/2010, CURRENTLY INACTIVE, HOWEVER, I PLAN TO DEVOTE APPROXIMATELY 5% OF MY TIME TO THIS ACTIVITY AND WILL BE COMPENSATED ON A FEE BASIS. 3 -- PA INSURANCE AGENT POSITION: sole proprietor NATURE: selling of insurance products - fixed annuities, equity index annuities, LTC insurance, disability insurance, medigap insuranceand life insurance. INVESTMENT RELATED: Yes NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 2 START DATE: 09/05/2008 ADDRESS: 2010 W Broad Street, Behtlehem PA 18018, United States DESCRIPTION: selling ofinsurance products - fixed annuities, equity index annuities, LTC insurance, disability insurance, medigap insuranceand life insurance. Completing paperwork for said transactions. 4 -- LANDLORD Is Not Investment Related, Rental Real Estate, one half owner of property, 2024-03-29, 2 hours per month, 0 hours per month during trading hours, No Compensation Compensation, "My mother recently passed on February 3,2024. I will be inheriting her one - half interest in the 2010 West Broad Street building that my CPA firm occupies and rents on a triple net lease basis. I will own half of this property in the future. The deed has not yet been transferred to me. I do not envision this requiring much time as it is a "self rental" , my CPA firm being the only tenant, i am in the building daily working at the accounting business and have been paying the bills under the triple net lease for years."

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

January 8, 2010 - December 31, 2025

LATITUDE ADVISORS, LLC

RIA

CRD#: 151001

BETHLEHEM, PA

Past

November 2, 2009 - September 1, 2026

GWN SECURITIES INC.

CRD#: 128929

BETHLEHEM, PA

Past

February 7, 2005 - November 6, 2009

MEDALLION ADVISORY SERVICES, LLC

RIA

CRD#: 113788

BETHLEHEM, PA

Past

October 7, 1999 - November 6, 2009

MEDALLION INVESTMENT SERVICES, INC.

CRD#: 45314

BETHLEHEM, PA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

LATITUDE ADVISORS, LLC

BIG HORN ADVISORS, LLC | LATITUDE ADVISORS, LLC

CRD#: 151001 / SEC#: 801-70420

RIA

Registered Investment Advisory firm - (7/16/2009 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

What does exam status mean?

State Security Law Exam

Series 63

Status Unavailable

Passed: 9/9/1999

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Status Unavailable

Passed: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 6

Status Unavailable

Passed: 10/6/1999

Investment Company Products/Variable Contracts Representative Examination

Current Firm

LATITUDE ADVISORS, LLC

BIG HORN ADVISORS, LLC | LATITUDE ADVISORS, LLC

CRD#: 151001 / SEC#: 801-70420

RIA

Registered Investment Advisory firm - (7/16/2009 Approved)

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Contact information

Main Address

Yorkville, IL

Mailing Address

Phone number

(630) 553-3730

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (27 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

LATITUDE ADVISORS, LLC ADV BROCHURE (3/16/2026)

Regulatory assets under management

Total Number of Accounts	2,575
AUM (Assets Under Management)	$ 566,500,000

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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David W. Serfass

Professional summary

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

LATITUDE ADVISORS, LLC

GWN SECURITIES INC.

MEDALLION ADVISORY SERVICES, LLC

MEDALLION INVESTMENT SERVICES, INC.

Primary Firm SEC Registration

LATITUDE ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 63

Passed: 9/9/1999

SIE

Passed: 10/1/2018

Series 6

Passed: 10/6/1999

Current Firm

LATITUDE ADVISORS, LLC

Contact information

SEC notice filing (27 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

LATITUDE ADVISORS, LLC

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