AdvisorCheck - Find and Connect with Top Financial Advisors on Your Terms
Advisor Search
Why AdvisorCheck

We're Here To Help

AdvisorCheck empowers you to find, evaluate, and monitor financial advisors with confidence and clarity.

Advisor Monitoring

Financial advisor's situations can change, sometimes without notice. AdvisorCheck's Monitoring tool helps you avoid surprises and stay on top of your financial health.

Firm Stability Insights

The stability of your financial advisor's firm has a significant impact in the security and quality of service you receive. Our tool provides historical data and key insights over time to help you make informed, confident decisions.

Pricing
For Advisors
GD

Gayle C. Daniel-worrell

Some features on this profile are disabled
CRD#: 4008442
GD

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Gayle Cirilla Daniel-worrell, who also goes by Gayle C Daniel-worrell, was a registered financial professional .

Gayle is a previously registered financial professional and started their career in finance in 1999. Gayle had worked at 2 firms and has passed the Series 63, SIE, Series 6 and Series 26 exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

Gayle C Daniel-Worrell

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

September 6, 2018 - July 1, 2019

UTC FINANCIAL SERVICES USA, INC.

BD
CRD#: 119529
PORT OF SPAIN,
Past

July 24, 2002 - December 31, 2016

UTC FINANCIAL SERVICES USA, INC.

BD
CRD#: 119529
PORT OF SPAIN,
Past

December 17, 1999 - July 13, 2001

CHACONIA FINANCIAL SERVICES, INC.

BD
CRD#: 31102
PROVIDENCE, RI

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
Series 63
Date: 7/18/2002
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 6
Date: 12/16/1999
Investment Company Products/Variable Contracts Representative Examination
Principal/Supervisory Exam
RR
Series 26
Date: 4/11/2002
Investment Company Products/Variable Contracts Principal Examination

Current Firm

UF
UTC FINANCIAL SERVICES USA, INC.
CHACONIA FINANCIAL SERVICES, INC. | UTC FINANCIAL SERVICES USA, INC.

CRD#: 119529 / SEC#: , 8-65202

BD
Terminated by SEC on 06/30/2019
Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address
Mailing Address
Phone number
Established
Rhode Island since 09/03/1992
Firm type
Corporation
Fiscal year end
December
# of Employees

Documents

Direct owners and executive officers

NamePositionCRD#
UTC FUND SERVICES, INC.STOCKHOLDER
ALVAREZ, ENRIQUEFINANCIAL OPERATIONS PRINCIPAL4622342
DANIEL-WORRELL, GAYLE CIRILLAPRESIDENT AND CHIEF COMPLIANCE OFFICER4008442
HOLFORD-JACK, BEVERLY-ANNDIRECTOR5652729
RODRIGUEZ, CRYSTAL ALICIADIRECTOR5630271
WILLIAMS, ALDON PHILIPDIRECTOR AND PRINCIPAL5195839

Disclosures

Regulatory Event1

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

UTC FINANCIAL SERVICES USA, INC.

CRD#: 119529

TRUST BUT VERIFY

Monitor Gayle Daniel-worrell

Get automatic monthly alerts on:
Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates

Similar Advisors

Stephen Albert Zahka
Stephen ZahkaAdvisorCheck Check Mark
EDWARD JONES
IAR
RR
Marlborough, MA
Frank Horace Moore III
Frank MooreAdvisorCheck Check Mark
UBS FINANCIAL SERVICES INC.
IAR
RR
Greenwich, CT
Marshall Lee Rosen
Marshall RosenAdvisorCheck Check Mark
OSAIC WEALTH, INC.
IAR
RR
Fort Lauderdale, FL
footer-logo
How We Help
Advisor Search
Find Advisors by State
Blog
Glossary
For Advisors
About Us
Help Center
Terms Of UsePrivacy PolicySubscription Policy
Help Center
AdvisorCheck does not offer investment advice and should not replace discussions with professional accounting, tax, legal or financial advisors.© 2026 AdvisorCheck, an AIMR Analytics company. All rights reserved.