Brian S. Mcguigan
Professional summary
Brian Shannon Mcguigan, CFP®, who also goes by Brian S Mcguigan, is a registered financial advisor currently at MCGUIGAN FINANCIAL, LLC located in Wolfeboro, New Hampshire and LPL FINANCIAL LLC located in Wolfeboro, New Hampshire.
Brian is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1999. Brian has worked at 4 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Brian Shannon Mcguigan's CRS (Customer Relationship Summary).
Certified licenses
Start date: 2013
Experience
December 14, 2018 - Present
MCGUIGAN FINANCIAL, LLC
June 7, 2016 - Present
LPL FINANCIAL LLC
June 13, 2016 - December 27, 2018
FLAGSHIP HARBOR ADVISORS, LLC
January 26, 2007 - June 9, 2016
EDWARD JONES
October 26, 1999 - June 9, 2016
EDWARD JONES
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/13/2025)
(6/8/2016)
(2/11/2019)
(6/7/2016)
(12/14/2018)
Exams
FINRA
Current Firm
MCGUIGAN FINANCIAL, LLC
CRD#: 299624 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 300 |
| AUM (Assets Under Management) | $ 79,008,058 |
Red Flags
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