DC
David T. Calzolano
KNIGHTS OF COLUMBUS ASSET ADVISORS LLC
New Haven, CT 06510
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CRD#: 4008322
DC
Professional summary
David Thomas Calzolano is a registered financial advisor currently at KNIGHTS OF COLUMBUS ASSET ADVISORS LLC located in New Haven, Connecticut and VIGILANT DISTRIBUTORS, LLC located in New Haven, Connecticut.
David is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2000. David has worked at 6 firms and has passed the Series 66, Series 63, Series 57TO, SIE, Series 79 and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) Knights of Columbus Asset Advisors LLC; New Haven, CT; Investment Related; Began 06/26/2017; Business development and marketing for asset advisor; Director of Marketing; Prospecting/pitching institutional clients as it pertains to KOCAA capabilities. Marketing and business development; 200 hours per month with 130 hours during securities trading hours.
2) Knights of Columbus Charitable Fund; Investment Related; Philanthropic solutions; New Haven, CT; Start 12/2019; Director of Marketing; Marketing to potential donors; 20 hours per month.
CRS (Client Relationship Summary) - RIA
Click below to view David Thomas Calzolano's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
May 6, 2021 - Present
KNIGHTS OF COLUMBUS ASSET ADVISORS LLC
Office #1: One Columbus Plaza, New Haven, CT 06510RIA
CRD#: 174129
New Haven, CT
Current
January 7, 2021 - Present
VIGILANT DISTRIBUTORS, LLC
Office #1: 1 Columbus Plaza, New Haven, CT 06510BD
CRD#: 285573
New Haven, CT
Past
July 19, 2017 - December 31, 2020
FORESIDE FUND SERVICES, LLC
BD
CRD#: 46106
New Haven, CT
Past
June 7, 2010 - July 20, 2016
NOMURA SECURITIES INTERNATIONAL, INC.
BD
CRD#: 4297
NEW YORK, NY
Past
March 23, 2009 - April 16, 2010
RBC CAPITAL MARKETS, LLC
BD
CRD#: 31194
NEW YORK, NY
Past
September 26, 2000 - December 31, 2008
DEUTSCHE BANK SECURITIES INC.
BD
CRD#: 2525
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
KO
KNIGHTS OF COLUMBUS ASSET ADVISORS LLC
BOSTON ADVISORS | KNIGHTS OF COLUMBUS ASSET ADVISORS LLC
CRD#: 174129 / SEC#: 801-80844
RIA
Registered Investment Advisory firm - (1/23/2015 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(1/7/2021)
RR
Alaska(1/7/2021)
RR
Arizona(1/7/2021)
RR
Arkansas(1/7/2021)
RR
California(1/7/2021)
RR
Colorado(1/7/2021)
RR
Connecticut(1/7/2021)
IAR
Connecticut(5/7/2021)
RR
Delaware(1/7/2021)
RR
District of Columbia(1/7/2021)
RR
Florida(1/7/2021)
RR
Georgia(1/7/2021)
RR
Hawaii(1/7/2021)
RR
Idaho(1/7/2021)
RR
Illinois(1/7/2021)
RR
Indiana(1/7/2021)
RR
Iowa(1/7/2021)
RR
Kansas(1/7/2021)
RR
Kentucky(1/7/2021)
RR
Louisiana(1/7/2021)
RR
Maine(1/7/2021)
RR
Maryland(1/7/2021)
RR
Massachusetts(1/7/2021)
RR
Michigan(1/7/2021)
RR
Minnesota(1/7/2021)
RR
Mississippi(1/7/2021)
RR
Missouri(1/7/2021)
RR
Montana(1/7/2021)
RR
Nebraska(1/7/2021)
RR
Nevada(1/7/2021)
RR
New Hampshire(1/7/2021)
RR
New Jersey(1/7/2021)
RR
New Mexico(1/7/2021)
RR
New York(1/7/2021)
RR
North Carolina(1/7/2021)
RR
North Dakota(1/7/2021)
RR
Ohio(1/7/2021)
RR
Oklahoma(1/7/2021)
RR
Oregon(1/7/2021)
RR
Pennsylvania(1/7/2021)
RR
Puerto Rico(1/7/2021)
RR
Rhode Island(1/7/2021)
RR
South Carolina(1/7/2021)
RR
South Dakota(1/7/2021)
RR
Tennessee(1/7/2021)
RR
Texas(1/7/2021)
RR
Utah(1/7/2021)
RR
Vermont(1/7/2021)
RR
Virginia(1/7/2021)
RR
Washington(1/7/2021)
RR
West Virginia(1/7/2021)
RR
Wisconsin(1/7/2021)
RR
Wyoming(1/7/2021)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 57TO
Date: 1/2/2023
Securities Trader ExamGeneral Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
KO
KNIGHTS OF COLUMBUS ASSET ADVISORS LLC
BOSTON ADVISORS | KNIGHTS OF COLUMBUS ASSET ADVISORS LLC
CRD#: 174129 / SEC#: 801-80844
RIA
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Contact information
Main Address
One Columbus Plaza, New Haven, CT 06510
Mailing Address
Phone number
(203) 752-4502
Established
Firm type
Fiscal year end
# of Employees
226
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 5,592 |
| AUM (Assets Under Management) | $ 28,035,873,347 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
KNIGHTS OF COLUMBUS ASSET ADVISORS LLC
CRD#: 174129New Haven, CT 06510TRUST BUT VERIFY
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