Devin S. Welch
TREIBERG WEALTH MANAGEMENT
Tucson, AZ 85718
Some features on this profile are disabled
CRD#: 4008128
Professional summary
Devin Scott Welch, AIF®, CFP® is a registered financial advisor currently at TREIBERG WEALTH MANAGEMENT located in Tucson, Arizona and LPL FINANCIAL LLC located in Tucson, Arizona.
Devin is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1999. Devin has worked at 4 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
What are your service offerings?
Insurance Planning
Comprehensive Financial Planni...
Inheritance
Divorce Planning
Tax Planning
Retirement Planning
Education Planning
Socially Responsible Investing
Estate Planning
Long-term Care
Investment Planning
Elder Care
Social Security Planning
Life Transitions
Retirement Income Management
Business Succession Planning
Small Business Planning
What is your minimum asset requirement?
1M
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. 12/05/2011: DBA ONLY - TREIBERG WEALTH MANAGEMENT 2. 12/08/2014 - MORTGAGE/REAL ESTATE SERVICES - REAL ESTATE AGENT - TIME SPENT 1 HOUR PER MONTH - TUCSON, AZ. 3. 12/7/2016 - Amphi Public Schools & Tucson Soccer Academy - Not Investment Related - At various parks and high schools - Other-Coach - Started 12/01/2016 - 30 Hours Per Month/0 Hours During Securities Trading. 4. 4/13/2017 - Treiberg Wealth Management - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Started 04/07/2017 - 86 Hours Per Month/43 Hours During Securities Trading - I provide investment advisory services through Treiberg Wealth Management, an independent investment advisor firm. I started this business activity in 04/07/2017. I expect to spend approximately [ 86 hours per month] on this activity. Please see the Form ADV of the advisory firm for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.
CRS (Client Relationship Summary) - RIA
Click below to view Devin Scott Welch's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2022
Experience
Current
April 4, 2017 - Present
TREIBERG WEALTH MANAGEMENT
Office #1: 3573 East Sunrise Drive Suite 115, Tucson, AZ 85718RIA
CRD#: 284140
Tucson, AZ
Current
October 10, 2011 - Present
LPL FINANCIAL LLC
Office #1: 3573 E Sunrise Dr #115, Tucson, AZ 85718RIA
BD
CRD#: 6413
Tucson, AZ
Past
July 30, 2003 - December 23, 2009
AVANTAX INVESTMENT SERVICES, INC.
BD
CRD#: 13686
TUCSON, AZ
Past
December 9, 1999 - June 30, 2003
DAVIS DISTRIBUTORS, LLC
BD
CRD#: 7975
TUCSON, AZ
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TW
TREIBERG WEALTH MANAGEMENT
TREIBERG WEALTH MANAGEMENT | TREIBERG WEALTH MANAGEMENT, INC.
CRD#: 284140 / SEC#: 801-116731
RIA
Registered Investment Advisory firm - (5/30/2019 Approved)Arizona
Registered Investment Advisory firm - (6/3/2019 Terminated)California
Registered Investment Advisory firm - (7/3/2019 Terminated)Texas
Registered Investment Advisory firm - (6/3/2019 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(10/12/2011)
IAR
Arizona(4/4/2017)
RR
California(11/28/2023)
RR
Florida(1/3/2022)
RR
Indiana(11/28/2023)
RR
North Carolina(11/15/2017)
RR
Pennsylvania(5/3/2022)
RR
Texas(6/16/2021)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
TW
TREIBERG WEALTH MANAGEMENT
TREIBERG WEALTH MANAGEMENT | TREIBERG WEALTH MANAGEMENT, INC.
CRD#: 284140 / SEC#: 801-116731
RIA
Registered Investment Advisory firm - (5/30/2019 Approved)Arizona
Registered Investment Advisory firm - (6/3/2019 Terminated)California
Registered Investment Advisory firm - (7/3/2019 Terminated)Texas
Registered Investment Advisory firm - (6/3/2019 Terminated)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
3573 East Sunrise Drive Suite 115, Tucson, AZ 85718
Mailing Address
Phone number
(520) 232-0505
Established
Firm type
Fiscal year end
# of Employees
6
SEC notice filing (5 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 635 |
| AUM (Assets Under Management) | $ 262,032,411 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
TREIBERG WEALTH MANAGEMENT
CRD#: 284140Tucson, AZ 85718TRUST BUT VERIFY
Monitor Devin Welch
Get automatic monthly alerts on:Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates
Contact information
(xxx) xxx-xxxx
xxxxx@xxxx.xxx
