Veronica G. Aguilar
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Veronica G Aguilar, who also goes by Veronica G Aguilar Garrido, Veronica G Diaz, Veronica G. Gutierrez, was a registered financial professional .
Veronica is a previously registered financial professional and started their career in finance in 1999. Veronica had worked at 6 firms and has passed the Series 66, Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 21, 2012 - May 21, 2018
AGUILA ASSET MANAGEMENT, LLC
July 14, 2010 - October 19, 2011
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
February 1, 2010 - October 19, 2011
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
June 5, 2006 - July 24, 2008
PFS INVESTMENTS INC.
August 20, 2004 - February 10, 2006
LPL FINANCIAL LLC
April 24, 2002 - October 10, 2003
EDWARD JONES
March 6, 2002 - April 26, 2002
CITICORP INVESTMENT SERVICES
October 26, 1999 - March 7, 2002
EDWARD JONES
State Registrations and Notice Filings
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Exams
Current Firm
AGUILA ASSET MANAGEMENT, LLC
CRD#: 159759 / SEC#:
Contact information
Red Flags
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