Paul E. Mann

TRAJAN WEALTH, L.L.C.

Scottsdale, AZ 85255

Some features on this profile are disabled

CRD#: 4008004

Professional summary

Paul Edward Mann, who also goes by Paul E Mann, Paul Mann, is a registered financial advisor currently at TRAJAN WEALTH, L.L.C. located in Scottsdale, Arizona.

Paul is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1999. Paul has worked at 11 firms and has passed the Series 66, Series 63, Series 7, Series 10 and Series 9 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Paul E Mann | Paul Mann

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

INSURANCE SALES; INVESTMENT-RELATED; INSURANCE AGENT; APPROXIMATELY 40 HRS/DURING TRADING HOURS; SALES OF VARIOUS INSURANCE PRODUCTS.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Paul Edward Mann's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 3, 2019 - Present

TRAJAN WEALTH, L.L.C.

Office #1: 18700 North Hayden Road Suite 470, Scottsdale, AZ 85255

RIA

CRD#: 158847

Scottsdale, AZ

Past

April 25, 2018 - June 6, 2019

AE WEALTH MANAGEMENT, LLC

RIA

CRD#: 282580

Gilbert, AZ

Past

October 27, 2017 - March 23, 2018

TETRANT FINANCIAL

RIA

CRD#: 150985

GILBERT, AZ

Past

May 24, 2011 - August 8, 2017

ROVIN CAPITAL

RIA

CRD#: 157849

GILBERT, AZ

Past

October 8, 2010 - June 30, 2011

BROKERSXPRESS LLC

RIA

CRD#: 127081

GILBERT, AZ

Past

October 5, 2010 - June 30, 2011

BROKERSXPRESS LLC

CRD#: 127081

GILBERT, AZ

Past

February 13, 2009 - September 7, 2010

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

PHOENIX, AZ

Past

January 15, 2009 - September 7, 2010

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

PHOENIX, AZ

Past

May 15, 2008 - January 5, 2009

ALLSTATE FINANCIAL SERVICES, LLC

CRD#: 18272

CHANDLER, AZ

Past

November 1, 2006 - May 2, 2008

CHASE INVESTMENT SERVICES CORP.

RIA

CRD#: 25574

MESA, AZ

Past

February 20, 2006 - May 2, 2008

CHASE INVESTMENT SERVICES CORP.

CRD#: 25574

MESA, AZ

Past

July 23, 2004 - April 11, 2005

EQUITABLE ADVISORS, LLC

CRD#: 6627

NEW YORK, NY

Past

May 11, 2004 - August 12, 2004

MONY SECURITIES CORPORATION

CRD#: 4386

NEW YORK, NY

Past

November 5, 1999 - April 29, 2004

CHARLES SCHWAB & CO., INC.

CRD#: 5393

WESTLAKE, TX

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

TRAJAN WEALTH, L.L.C.

TRAJAN WEALTH, L.L.C. | VALLEY FINANCIAL WEALTH MANAGEMENT, L.L.C.

CRD#: 158847 / SEC#: 801-100392

RIA

Registered Investment Advisory firm - (6/29/2015 Approved)

California

Registered Investment Advisory firm - (5/25/2016 Terminated)

Colorado

Registered Investment Advisory firm - (4/28/2016 Terminated)

Texas

Registered Investment Advisory firm - (11/14/2012 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Arizona
(7/3/2019)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 10/23/2006

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 12/23/1999

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 11/4/1999

General Securities Representative Examination

Principal/Supervisory Exam

Series 10

Date: 6/13/2003

General Securities Sales Supervisor - General Module Examination

Principal/Supervisory Exam

Series 9

Date: 9/12/2002

General Securities Sales Supervisor - Options Module Examination

Current Firm

TRAJAN WEALTH, L.L.C.

TRAJAN WEALTH, L.L.C. | VALLEY FINANCIAL WEALTH MANAGEMENT, L.L.C.

CRD#: 158847 / SEC#: 801-100392

RIA

Registered Investment Advisory firm - (6/29/2015 Approved)

California

Registered Investment Advisory firm - (5/25/2016 Terminated)

Colorado

Registered Investment Advisory firm - (4/28/2016 Terminated)

Texas

Registered Investment Advisory firm - (11/14/2012 Terminated)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

18700 North Hayden Road Suite 470, Scottsdale, AZ 85255

Mailing Address

Phone number

(480) 990-3300

Established

Firm type

Fiscal year end

# of Employees

125

SEC notice filing (46 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

2A (8/21/2025)

Regulatory assets under management

Total Number of Accounts	15,595
AUM (Assets Under Management)	$ 1,969,683,196

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Joseph Di Vito

RBC CAPITAL MARKETS, LLC

IAR

Scottsdale, AZ

Luke Kacer

AMERIPRISE FINANCIAL SERVICES, LLC

IAR

Tucson, AZ

Timothy Hughes

AMERIPRISE FINANCIAL SERVICES, LLC

IAR

Scottsdale, AZ

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Paul E. Mann

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Paul Edward Mann's CRS (Customer Relationship Summary).

Certified licenses

Experience

AE WEALTH MANAGEMENT, LLC

TETRANT FINANCIAL

ROVIN CAPITAL

BROKERSXPRESS LLC

BROKERSXPRESS LLC

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

ALLSTATE FINANCIAL SERVICES, LLC

CHASE INVESTMENT SERVICES CORP.

CHASE INVESTMENT SERVICES CORP.

EQUITABLE ADVISORS, LLC

MONY SECURITIES CORPORATION

CHARLES SCHWAB & CO., INC.

Primary Firm SEC Registration

TRAJAN WEALTH, L.L.C.

State Registrations and Notice Filings

Exams

Series 66

Date: 10/23/2006

Series 63

Date: 12/23/1999

Series 7

Date: 11/4/1999

Series 10

Date: 6/13/2003

Series 9

Date: 9/12/2002

Current Firm

TRAJAN WEALTH, L.L.C.

Contact information

SEC notice filing (46 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

TRAJAN WEALTH, L.L.C.

TRUST BUT VERIFY

Similar Advisors