John S. Mosher

UNIQUE WEALTH

Clearwater, FL 33759

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CRD#: 4007998

Professional summary

John Stanley Mosher, CFP®, ChFC®, CLU® is a registered financial advisor currently at UNIQUE WEALTH, LLC located in Clearwater, Florida.

John is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1999. John has worked at 3 firms and has passed the Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. MAY EARN COMMISSIONS FROM INSURANCE COMPANIES NOT AFFILIATED WITH NORTHWESTERN MUTUAL FOR SALES OF NON-VARIABLE LIFE, HEALTH, ANNUITY AND/OR DISABILITY INCOME INSURANCE PRODUCTS. 2. MEMBERSHIP CHAIRMAN & INVESTMENT COMMITTEE, COPPERHEAD CHARITIES, 36750 US HWY 19 N, PALM HARBOR, , FLORIDA, 34683, UNITED STATES OF AMERICA, NON-PROFIT, START DATE: 10/1/2017, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, SERVE ON THE INVESTMENT COMMITTEE 3.10% OWNERSHIP, TOGETHER WE ARE UNIQUE, LLC, TAMPA, FL; LEGAL ENTITY - RECEIVING WMC COMPENSATION FROM PERSONAL PRODUCTION, START DATE: 06/2020, HOURS PER MONTH: 80+, HOURS DURING SECURITIES TRADING HOURS: 41-79, PARTNER, PRODUCER. investment Related.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view John Stanley Mosher's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2020

ChFC^®

Chartered Financial Consultant

CLU^®

Chartered Life Underwriter

Experience

Current

March 5, 2021 - Present

UNIQUE WEALTH, LLC

Office #1: 311 Park Place Blvd N Suite 230, Clearwater, FL 33759

RIA

CRD#: 312462

Clearwater, FL

Past

November 30, 1999 - January 1, 2002

ROBERT W. BAIRD & CO. INCORPORATED

CRD#: 8158

MILWAUKEE, WI

Past

November 30, 1999 - March 12, 2021

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

CRD#: 2881

Clearwater, FL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

UNIQUE WEALTH, LLC

ALENZIA WEALTH | UNIQUE WEALTH, LLC | ALENZIA WEALTH MANAGEMENT, LLC

CRD#: 312462 / SEC#: 801-120294

RIA

Registered Investment Advisory firm - (2/12/2021 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(3/5/2021)

IAR

Texas
(5/18/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 6/28/2004

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 3/11/2009

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 11/29/1999

Investment Company Products/Variable Contracts Representative Examination

Current Firm

UNIQUE WEALTH, LLC

ALENZIA WEALTH | UNIQUE WEALTH, LLC | ALENZIA WEALTH MANAGEMENT, LLC

CRD#: 312462 / SEC#: 801-120294

RIA

Registered Investment Advisory firm - (2/12/2021 Approved)

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Contact information

Main Address

4830 W Kennedy Blvd Ste 100, Tampa, FL 33609

Mailing Address

Phone number

(813) 816-2030

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (13 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

UNIQUE ADV 2A (6/6/2025)

Regulatory assets under management

Total Number of Accounts	2,470
AUM (Assets Under Management)	$ 766,513,740

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

John S. Mosher

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view John Stanley Mosher's CRS (Customer Relationship Summary).

Certified licenses

Experience

ROBERT W. BAIRD & CO. INCORPORATED

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

Primary Firm SEC Registration

UNIQUE WEALTH, LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 6/28/2004

SIE

Date: 10/1/2018

Series 7

Date: 3/11/2009

Series 6

Date: 11/29/1999

Current Firm

UNIQUE WEALTH, LLC

Contact information

SEC notice filing (13 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

UNIQUE WEALTH, LLC

TRUST BUT VERIFY

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